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Showing 71 - 80 of 321 results for "SIS"

Jarden hires emerging companies executive

KARREN VERGARA  |  WEDNESDAY, 9 FEB 2022
Jarden appointed a new managing director and head of emerging companies for its equities desk based in the Sydney office. Rohan Gallagher will join the Kiwi investment bank in April, having recently worked at Caltex (now Ampol) and as head of investor ...

J.P. MAM head of Australia funds departs

KARREN VERGARA  |  MONDAY, 7 FEB 2022
J.P. Morgan Asset Management's local head of funds business has tendered his resignation after nearly a decade with the firm. Head of the funds business for Australia and New Zealand David Hallifax will pursue other opportunities, the asset manager ...

La Trobe fined for misleading investors

ELIZABETH MCARTHUR  |  MONDAY, 29 NOV 2021
La Trobe Financial has been fined for misleading investors in its $5 billion fund. The Federal Court has ordered La Trobe Financial Asset Management to pay a $750,000 penalty for false and misleading marketing of the La Trobe Australian Credit Fund ...

AMP in enforceable undertaking

JAMIE WILLIAMSON  |  TUESDAY, 16 NOV 2021
... additional to those" addressed by that action, that may have been breaches of the Superannuation Industry (Supervision) Act 1993 (SIS Act). According to documents, the CEU does not intend to deal with issues that are currently the matter of Federal Court ...

Orbis Australia announces leadership changes

CHLOE WALKER  |  TUESDAY, 16 NOV 2021
Orbis Investment Advisory, the contrarian global asset manager and sister company of Allan Gray Australia, has today announced the appointment of Jenny Josling as chair of the company, after almost 15 years at the helm as managing director. Jason Ciccolallo ...

Cbus to create rainy day fund to cover fines

ELIZABETH MCARTHUR  |  THURSDAY, 11 NOV 2021
... to create provisions for any fines or penalties. "This application has been made to ensure Cbus is in compliance with the SIS Act following Hayne reforms. Other profit-to-member funds will likely need to take similar action to ensure compliance," a spokesperson ...

Mercer superannuation executive resigns

KARREN VERGARA  |  FRIDAY, 17 SEP 2021
A long-serving Mercer superannuation executive has left the firm to focus on board directorships. Jo-Anne Bloch was most recently a senior partner and head of superannuation services at Mercer, a role she held for less than a year. In her early years ...

Industry Fund Services executive departs

KANIKA SOOD  |  FRIDAY, 13 AUG 2021
Industry Fund Services' deputy general manager of unpaid super business unit has left the organisation. Pauline Olson has left IFS after 20 years, Financial Standard's sister publication Industry Moves first reported. "Her role has been absorbed into ...

Contango appoints two distribution leads

KARREN VERGARA  |  THURSDAY, 5 AUG 2021
Contango Asset Management is expanding its distribution capabilities in appointing a new lead and head of retail. Andrew Aitken and Cameron Fitter have joined the ASX-listed fund manager, as first reported by sister publication Industry Moves. Aitken ...

ASIC disqualifies SMSF auditor

ANNABELLE DICKSON  |  WEDNESDAY, 30 JUN 2021
... Shrubsole's breaches were first identified by the ATO under section 128P of the Superannuation Industry (Supervision) Act 1993 (SIS Act) and then referred to ASIC. Both ASIC and the ATO act as co-regulators of SMSF auditors. The ATO's role is ...