Search Results | Showing 51 - 60 of 124 results for "Hayne Royal Commission" |
| | ... cancelling a licence or imposing licence conditions. The new rules are covered by the Financial Sector Reform (Hayne Royal Commission Response) Act 2020 and ASIC' Reference checking and information sharing protocol, which both take effect on October ... |
| | | ... Executive Accountability Regime (BEAR) which has applied to banks since July 2018. In February 2019, the Hayne Royal Commission recommended extending BEAR to include APRA-regulated entities including superannuation funds and insurers, following which ... |
| | | ... concerted regulatory action. Notably, the deep dive review also informed the evidence base for several Hayne Royal Commission misconduct case studies. Our review uncovered egregious sales practices, with tens of thousands of consumers paying for products ... |
| | | ... received Royal Assent, limiting the advice fee deductions from superannuation accounts as recommended by the Hayne Royal Commission. Recommendation 3.3 sought to prohibit the deduction of advice fees (other than for intra-fund advice) from superannuation ... |
| | | ... superannuation, financial services and the digital economy Jane Hume introduced The Financial Sector Reform (Hayne Royal Commission Response - Better Advice) Bill 2021 in parliament on June 24. Otherwise known as the Better Advice Bill, the proposed ... |
| | | ... Regulation Authority (APRA). Under the Financial Regulator Assessment Authority Bill 2021, based off the Hayne Royal Commission recommendations 6.13 and 6.14, the Financial Regulator Assessment Authority (FRAA) will be established. Recommendation 6.13 ... |
| | | ... advice - the kind of advice we've seen again and again and again, the kind of advice exposed in the Hayne Royal Commission," she went on to say. "There are inadequate protections for consumers, and this bill further exposes people to these risks. ... |
| | | ... remediation programs are limited and not comprehensive and do not cover all of the clients affected. In 2018, the Hayne Royal Commission heard NAB and its two trustees, NULIS Nominees and MLC Nominees, breached the Corporations Act and Superannuation ... |
| | | ... deducted in advice fees, with $75,000 received during the period. The misconduct was first revealed by the Hayne Royal Commission in 2018, where it was made public that staff were aware deceased client accounts were being charged. According to ASIC's ... |
| | | ... management. The board document was put on public record as a part of materials requested and published by the Hayne Royal Commission. In 'Project Sunshine', as the strategic plan called it, Hostplus identified Queensland as a priority market. ... |
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