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Showing 41 - 50 of 338 results for %22Regulatory Guide 97%22

ASIC flags 'significant' IDR compliance issues at super funds

JAMIE WILLIAMSON  |  WEDNESDAY, 10 AUG 2022
... undertaking surveillance of super funds' internal dispute resolution processes, examining compliance with Regulatory Guide 271 Internal dispute resolution (RG 271) which took effect last October. ASIC has so far analysed data from a selection of ...

Super fund climate risk assessment results released

RACHEL ALEMBAKIS  |  FRIDAY, 5 AUG 2022
... provide insights into how institutions are aligning their practices with the expectations outlined in Prudential Practice Guide CPG 229 Climate Change Financial Risks. Released last November, CPG 229 provides APRA-regulated entities with guidance on ...

Financial abuse linked to violence: CBA, UNSW

ANDREW MCKEAN  |  MONDAY, 1 AUG 2022
... the financial services sector understand how its products may be used in the financial abuse of women. A financial safety guide has been developed in consultation with women who have lived experience of financial abuse.

Office for Women combats financial abuse

ANDREW MCKEAN  |  WEDNESDAY, 27 JUL 2022
... services sector to understand how its financial products may be used in the financial abuse of women. The new resource, Guide to prevention and action on financial abuse within the financial services sector, aims to support women's financial safety ...

New guidance to improve super funds' understanding of ESG risks

JAMIE WILLIAMSON  |  TUESDAY, 19 JUL 2022
... considerations. However, some participants in the consultation called for greater clarity on the interplay between Prudential Practice Guide CPG 229 Climate Change Financial Risks (CPG 229) and SPG 530. "Submissions noted that the current SPG 530, released ...

ASIC releases CCIV guidelines

CASSANDRA BALDINI  |  FRIDAY, 24 JUN 2022
ASIC has released long-awaited regulatory guidelines relating to the registration and licensing requirements for Corporate Collective Investment Vehicles ahead of its July 1 implementation date. The information sheet (INFO 272) and report (REP 728) ...

AFCA adopts user pays funding model

CASSANDRA BALDINI  |  TUESDAY, 31 MAY 2022
... on fees, with the balance to see an increase that represents their usage. Based on data found in the AFCA's user change guide published on its website, Most superannuation members 82% will experience reduced total annual fees under the new model with ...

Regulators release crypto, cyber security roadmaps

CHLOE WALKER  |  THURSDAY, 21 APR 2022
The prudential regulator has set out in a letter its initial risk management expectation for individuals that engage in activities associated with crypto assets, as well as a policy roadmap for the future. In particular, APRA expects that all regulated ...

Advisers call out regulation backflip

KARREN VERGARA  |  FRIDAY, 4 MAR 2022
Financial advisers are calling out the federal government's regulatory backflip, which floated the idea that the industry can operate under a principles-based regime. Synchron general manager of compliance Phil Osborne said the proposed framework put ...

Trustees to be quizzed on climate risk management

JAMIE WILLIAMSON  |  THURSDAY, 3 MAR 2022
... voluntary survey to medium-to-large entities in its remit, asking them to assess themselves against Prudential Practice Guide CPG 229 Climate Change Financial Risks which came out last November. "The survey assesses the alignment between current entity ...