Search Results | Showing 11 - 20 of 333 results for "Cancelled" |
| | | ... argued the loss of trauma insurance issue was not its responsibility. MWL Financial Services' licence has since been cancelled and is now in liquidation. After a panel review, AFCA confirmed the adviser did not act in the complainant's best interests ... |
| | | | ... Coppenhagen was instrumental in implementing UGC's advice model, including preparing a template Advice Proposal Document. ASIC cancelled UGC's AFSL and banned its former chief executive Joel Hweish for 10 years in August 2024 in relation to providing ... |
| | | | ... Planning has the right to apply to the Administrative Review Tribunal for a review. MWL Financial Services had its AFSL cancelled in August, while Tohill and managing director Nicholas Maikousis were subsequently banned for five and 10 years, respectively ... |
| | | | ... failing to adequately address fees for no service misconduct by Lighthouse Partners, one of its representatives. ASIC cancelled the AFSL of Crown Wealth in March 2024, after it was placed into voluntary administration. It was previously allowed to provide ... |
| | | | ... which is now unaccounted for. Following an application by ASIC, the Companies Auditors Disciplinary Board (CADB) has cancelled O'Shea's registration, saying he was not a fit and proper person to remain a company auditor. The CADB said it was satisfied ... |
| | | | ... latest MWL financial adviser to be banned, following the earlier suspension of four advisers in July. On August 25, ASIC cancelled MWL's Australian financial services licence (AFSL) and banned its director and responsible manager. Since February 2022 ... |
| | | | ASIC has cancelled CPG Research & Advisory's AFSL, which is linked to the now-defunct Linchpin Capital, effective October 7. The cancellation comes after CPG ceased to carry on a financial services business and failed to pay industry funding levies ... |
| | | | ... indicating they had active death or TPD cover in place when they should not have. More than 2000 members who had previously cancelled, chosen not to receive, lost, or otherwise didn't hold cover in the fund were impacted, with Rest having inadvertently ... |
| | | | ... was careless as opposed to deliberate or dishonest. At the time of his banning, Jakob was known as Gabriel Yakob. ASIC cancelled the Australian financial services licence of Metal Alpha on 19 May 2022, as it ceased to carry on a financial services business. ... |
| | | | ... his personal property. Provisional liquidators are also being sought for Venture Egg and United Financial Advice. ASIC cancelled the AFSL of FSGA on June 7 and permanently banned its responsible manager Graham Holmes. ASIC deputy chair Sarah Court said ... |
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