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Showing 1 - 10 of 63 results for %22Hong Kong Securities and Futures Commission%22

Superhero board signs former ASIC boss

CASSANDRA BALDINI  |  WEDNESDAY, 25 MAY 2022
... executive director of Harvard Law School's Program on International Financial Systems. He has also previously led the Hong Kong regulator, the Securities and Futures Commission. He has over 20 years of experience in leadership roles across financial ...

Local fund manager expands in Asia

KANIKA SOOD  |  THURSDAY, 11 MAR 2021
... has about US$180 million in gross assets under management and advice, 25 staff and operations in both Singapore and Hong Kong, AVC said in March 11 company filings. Auctus has signed binding agreements to pay US$500,000 in cash to buy a 9.9% in Odyssey. ...

Global Financial Innovation Network launches

KARREN VERGARA  |  FRIDAY, 1 FEB 2019
... Participating members include the: Financial Conduct Authority of the UK, Ontario Securities Commission of Canada, Hong Kong Securities and Futures Commission, Monetary Authority of Singapore and Consumer Financial Protection Bureau of the US. GFIN also ...

BEAR should be expanded, ASIC included: Shipton

JAMIE WILLIAMSON  |  FRIDAY, 23 NOV 2018
... asked why there are no non-executive members. This is in contrast to the FCA, the Securities and Futures Commission in Hong Kong, the ACCC, the UK's Competition and Markets Authority and the Reserve Bank, she added. "There are concerns that I have when ...

Former Olympian to lead investment house

KARREN VERGARA  |  FRIDAY, 26 OCT 2018
... transaction, it said. Completion of the transaction is subject to approval from the Securities and Futures Commission of Hong Kong and internal restructuring by Ascalon. It is expected to be finalised in March 2019.

BT Financial Group divests Ascalon

JAMIE WILLIAMSON  |  FRIDAY, 28 SEP 2018
... in the ESG space. Completion of the transaction is subject to approval from the Securities and Futures Commission of Hong Kong and internal restructuring by Ascalon. It is expected to be finalised in March 2019.

Asset management services provider expands to Australia

KARREN VERGARA  |  WEDNESDAY, 24 JAN 2018
... multi-asset investment management services in Australia. Blackwell Global Hong Kong attained a licence via the Hong Kong Securities and Futures Commission to issue asset management services relating to listed stocks, fixed income and mutual funds. In ...

ASIC brings in disclosure expert to review RG97

ALEX BURKE  |  WEDNESDAY, 29 NOV 2017
... was chair of the International Organisation of Pensions Supervisors technical committee, a member of the Hong Kong Securities and Futures Commission's product advisory committee and was an ASIC director from 1990 to 2002. During his time at ASIC, McShane ...

HSBC cops historic fine for Lehman-linked failures

JAMIE WILLIAMSON  |  WEDNESDAY, 22 NOV 2017
The Hong Kong branch of HSBC's private banking division was fined a record HK$400 million (AU$67 million) for material systemic failures in the lead up to the GFC. Hong Kong's Securities and Futures Appeals Tribunal upheld the Securities and Futures ...

Government names new ASIC chair

ALEX BURKE  |  TUESDAY, 17 OCT 2017
... financial systems. He was also executive director, intermediaries supervision and licensing division at the Hong Kong Securities and Futures Commission, and headed up Goldman Sachs' Asian hedge fund consultancy business. He has also held roles at Eurekahedge ...
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