Search Results | Showing 1 - 10 of 39 results for "Macquarie Securities" |
| | | Macquarie Securities (Australia) Limited (MSAL), the broking arm of Macquarie Group, has admitted to misreporting millions of short sales over several years and has agreed with ASIC to pay a $35 million fine. MSAL has admitted it failed to correctly ... |
| | | | ... remuneration report. The group has been under intense scrutiny from ASIC in recent years. Currently, ASIC is suing Macquarie Securities, the broking arm, for repeated and systemic misleading conduct in its short-sale reporting to the market operator ... |
| | | | Macquarie Securities, the broking arm of Macquarie Group, has been sued by ASIC for allegedly engaging in repeated and systemic misleading conduct in its short sale reporting to the market operator, supposedly misreporting millions of trades over 14 ... |
| | | | ... infrastructure team. Previous roles include head of transport infrastructure at CP2 and various senior roles at Macquarie Securities and the New South Wales Roads and Traffic Authority in Australia. McVicar joined Magellan in 2013 as an investment analyst ... |
| | | | ... with the Macquarie Group where he held multiple roles including heading the institutional sales desk for Macquarie Securities in Singapore, as well as country head for Macquarie in Malaysia. His early career involved research roles at Credit Suisse ... |
| | | | ... Sharp was a business development manager at Microequities Asset Management and held roles at Thomson Reuters, Macquarie Securities Group and American Express. GAM said Sharp's appointment comes as it plans to shortly launch a strategy, aimed at providing ... |
| | | | State Street has appointed a head of transition management solutions for Asia Pacific, hiring from Macquarie Securities. Elliot Graham will lead State Street's transition management in the role of managing director within the bank's portfolio solutions ... |
| | | | ... was the head of distribution for the Macquarie Funds Group and the global head of account management for Macquarie Securities. In 2011, Capital Group tapped Hennessy to open its first office in Australia. Brewer joined from T.Rowe Price where he was ... |
| | | | State Street has appointed a former Macquarie Securities executive to its outsourced execution team. Based in Sydney, Damian Hoult joined the firm on May 17 as a new outsourced trading sales executive, finishing recently as Basis Global Analytics' chief ... |
| | | | Macquarie Securities Australia (MSA) has copped a $126,000 fine for breaching market integrity rules, making this its fifth infringement in the last six years. The Markets Disciplinary Panel (MDP) found that MSA failed to follow a client's instruction ... |
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