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|Showing 1 - 5 of 5 results for "Infocus Securities"|
|A former ANZ and Infocus Securities financial adviser has been banned for eight years after ASIC found evidence of forgery and falsifying documents. Lisa Lee, a Sydney-based former adviser, falsely witnessed binding nomination of beneficiary forms for ...|
|... industry for one year after she failed to disclose prior criminal charges when applying as a representative of Infocus Securities Australia. Williams had been charged with fraud and stealing under the Queensland Criminal Code. ASIC said that by "failing ...|
|... interests of his clients. According to ASIC, a review of advice Aujla provided as an authorised representative of Infocus Securities Australia and Chaucer Group revealed he failed to obtain adequate information from clients about their personal circumstances ...|
|... advice division includes a planning network of over 180 financial advisers authorised under two dealer groups, Infocus Securities Australia and PATRON Financial Advice. They provide financial advice to over 80,000 clients from 116 offices across Australia.A ...|
|... advice to retail clients. The regulator found that Radovan, who, while acting as an authorised representative of Infocus Securities Australia Pty Ltd, recommended financial products to more than 30 clients between 2006 and 2008, and in a number of cases ...|
Australian super funds growing their in-house asset management teams is having a positive impact on gender equality in investment management, with more women wanting to work with profit-to-member funds than other funds management firms.
AvSuper today advised it has invited a select number of super funds to discuss a potential merger, having determined it would be in the best interests of members to do so.
Fresh proposals from the Australian Law Reform Commission aim to simplify several complex areas of financial advice legislation.
The last sitting day for parliament this year has come and gone without progressing legislation designed to make sure those earning less than $450 a month are paid super.
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