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Search ResultsShowing 1 - 2 of 2 results for "Bimaljeet Sekhon"
Adviser guilty of misuse of client money
ELIZA BAVIN  |  THURSDAY, 14 MAY 2020
... interest of his clients and failing to provide statements of advice and fee disclosure statements. Melbourne-based Bimaljeet Sekhon was banned for three years for failing to comply with financial services laws, including failing to provide advice in ...
ASIC bans RC case study adviser
HARRISON WORLEY  |  TUESDAY, 12 MAY 2020
... appealing the ban through the Administrative Appeals Tribunal. The regulator also banned Melbourne-based adviser Bimaljeet Sekhon from providing financial services for three years. The former Count Financial adviser was found to have failed to comply ...
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