Search Results | Showing 171 - 180 of 1220 results for "Licensees" |
| | | ... finalise the updated SPS 515 Strategic Planning and Member Outcomes guidance in the coming months and will also review RSE licensees' self-assessments in relation to the Retirement Income Covenant and ASIC and APRA's joint report on progress of implementation ... |
| | | | ... Longo said. "It's certainly not a stretch to apply this thinking to the use and operation of AI by financial services licensees." Longo disclosed that the corporate regulator is already pursuing an action in which AI-related issues arise, where it believes ... |
| | | | ... register. "Given that the period for registration has coincided with the summer holiday period, ASIC is providing AFS licensees an additional two weeks to register their relevant providers," the regulator said. The change of date comes amidst the Financial ... |
| | | | ... had an "abnormally large impact" on its performance. It did not specify how many advisers left to join non-Powerwrap licensees. In the half-year period, outflows on Powerwrap built up to more than $500 million. "Operating in this market segment can lead ... |
| | | | ... Stephen Jones, outlines the framework for ASIC to enforce rules governing the conduct and activities of CS facility licensees and associated entities. However, the imposition of such requirements is contingent on the minister's determination under ... |
| | | | ... expected to shift in the second half of FY24 and the balance in FY25. "HUB24's proposition continues to resonate with licensees, advisers and their clients driving strong growth in net inflows and a solid opportunity pipeline across all customer segments. ... |
| | | | ... Financial Adviser Register, between September 2010 and January 2015, Pagliaccio jumped between at least six different licensees. His ASIC FAR record has not been updated since June 2016. In 2015 he joined Sequoia Financial Group's MDS Financial Services ... |
| | | | ... still required to meet the qualifications standard in order to provide personal financial advice to retail clients. Licensees are still required to meet their existing obligation to ensure their advisers are adequately trained and competent, including ... |
| | | | ... superannuation, notably premium volatility and data availability. At the end of 2022, APRA conducted a survey involving RSE licensees, life insurers, and reinsurers, assessing industry responses to the sustainability challenges in group life insurance ... |
| | | | ... authorised the relevant provider at the relevant time, will be breaking the law, ASIC said. "It is crucial that AFS licensees and Relevant Providers understand their obligations in relation to relevant provider registration." ASIC will also host two ... |
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