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Showing 131 - 139 of 139 results for "Regulatory Guide"

ASIC completes unlisted asset guide

MICHAEL HOBBS  |  THURSDAY, 4 SEP 2008
The Australian Securities and Investments Commission (ASIC) finalised its guidelines to improve disclosure in unlisted mortgage and unlisted property schemes which represent $70 billion in funds under management (FUM). In the finalised document, ASIC ...

Super fund reporting to go online: ASIC

RUTH LIEW  |  MONDAY, 23 JUN 2008
... medium and long-term returns with the period statement," noted ASIC in a statement. The second piece of work is a regulatory guide aimed at improving investor engagement with the long-term nature of their investment in super. Regulatory Guide 191 will ...

FPA launches PI insurance for members

MICHAEL HOBBS  |  WEDNESDAY, 4 JUN 2008
... said the FPA was prompted to act after the Australian Securities and Investment Commission (ASIC) released the Regulatory Guide 126 and the Financial Industry Complaints Scheme (FICS) increased monetary limits.

FPA to provide PI insurance to members

MICHAEL HOBBS  |  THURSDAY, 20 MAR 2008
... deals." The FPA was prompted to act after the Australian Securities and Investment Commission (ASIC) released the Regulatory Guide 126 and the Financial Industry Complaints Scheme (FICS) increased monetary limits, said Bloch. Bloch said she didn't expect ...

Fundies find a loophole in money laundering law

WWW.THESHEET.COM  |  WEDNESDAY, 12 DEC 2007
... hosted a function in Sydney where he launched a series of online communication services, educational tools and a regulatory guide for regulated entities. Bob Debus, the Minister for Home Affairs in the new government, was also there. But discussion about ...

ASIC releases guide for unlisted debentures

CHRIS NICHOLLS  |  THURSDAY, 1 NOV 2007
ASIC has released its regulatory guide for unlisted debentures, following its industry consultation process in August. The initial August draft followed the collapse of Westpoint and Fincorp this year, which left investors with losses in the tens of ...

ASIC to tighten debenture regulations

CHRIS NICHOLLS  |  FRIDAY, 24 AUG 2007
... potential investors to seek advice and carefully read any prospectus before investing. ASIC intends to publish its regulatory guide and investor guide in October 2007, following two months of consultation with the industry, media and consumer and retail ...

ASIC to update planner training guidelines

CHRIS NICHOLLS  |  WEDNESDAY, 1 AUG 2007
... feedback on proposals to update its training guidelines for financial planners. The proposed changes relate to Regulatory Guide 146 (RG 146), and take into account submissions to the Corporate and Financial Services Regulation Review, ASIC's own regulatory ...

Macquarie provides solution for FSR compliance

Macquarie Bank has provided a solution for financial advisory businesses that require a $20,000 Performance Bond in order to apply for a new Australian Financial Services Licence (AFSL) for compliance with the Financial Services Reform Act (FSRA). The ...