Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 121 - 130 of 139 results for "Regulatory Guide"

ASIC looks to reshape retail advice

ELISE BURGESS  |  FRIDAY, 29 JUL 2011
... than a holistic approach has lead the Australian Securities and Investments Commission to propose a replacement regulatory guide. ASIC proposes that its Regulatory Guide 200 (RG 200) be replaced with a new, updated version, in particular reshaping guidance ...

ASIC new guidance for AFSL

ELISE BURGESS  |  MONDAY, 4 APR 2011
... financial information when complying with the new shorter product disclosure statement (PDS) requirements. Under Regulatory Guide 170 Prospective financial information, issuers of standard margin lending facilities, simple managed investment schemes ...

Less paperwork, less compliance risk: CCH

MATT WOODINGTON  |  FRIDAY, 25 MAR 2011
... report revenue. Another one is the way that leases are reported," said Evans. Meanwhile, ASIC has released a draft regulatory guide on disclosing non-conforming financial information. The body is concerned about an increase in the use of financial information ...

Westpac Online launches intl CFDs

ELISE BURGESS  |  WEDNESDAY, 16 FEB 2011
... highly leveraged trades. Accordingly on November 17 ASIC released its Consultation Paper 146 including a draft regulatory guide where CFD providers will provide PDSs and ongoing disclosures requiring them to address benchmarks on an "if not, why not" ...

ASIC clears up online disclosure rules

ELISE BURGESS  |  WEDNESDAY, 15 DEC 2010
... access to clear and distinct guidelines on everything from hyperlinks to email attachments. Within the paper, Regulatory Guide 221 Facilitating online financial services disclosures (RG221), ASIC discusses online disclosure provisions under the Corporations ...

CFD newcomer backs tighter ASIC rules

ELISE BURGESS  |  TUESDAY, 7 DEC 2010
... biting off more then they can chew. On November 17 ASIC released its Consultation Paper 146 including a draft regulatory guide where CFD providers will provide PDSs and ongoing disclosures requiring them to address benchmarks on an "if not, why not" ...

ASIC cracks down on CFD trading

RUTH LIEW  |  WEDNESDAY, 17 NOV 2010
... products they trade. The corporate regulator released Consultation Paper 146 this morning, including a draft regulatory guide which proposes an ASIC benchmark-based disclosure model for CFDs. According to the paper, CFD providers will need to provide ...

CFD health check prompts more oversight

MICHAEL HOBBS  |  TUESDAY, 13 JUL 2010
... regulator will also consider when and where the advertisements are published or shown. ASIC is also releasing another regulatory guide, Client money relating to dealing in OTC derivatives, to provide issuers with guidance on the regulator's expectations ...

Debt disclosure to revive agribusiness

MICHELLE BALTAZAR  |  FRIDAY, 9 APR 2010
... fell following the 2008-09 financial crisis. Comments on the ASIC proposal are due end of May and the relevant regulatory guide will be released in July.

Lonergan Edwards supports Premium buy-back

COMPANY RELEASE  |  MONDAY, 27 JUL 2009
... Investors shares] per share, in our opinion, the buy back is fair when assessed baed on the guidelines set out in Regulatory Guide 111," said the report. "Whilst prima facie therefore we would recommend that [Premium Investors] shareholders vote in favour ...