Search Results | Showing 101 - 110 of 130 results for asic shield |
| | | ASIC is targeting the perfect storm of declining public market listings, booming private markets and the growing influence of superannuation funds as key enforcement priorities over the next four years, insisting that it is not sitting on the sidelines. ... |
| | | | Equity Trustees will face court over its alleged due diligence failures concerning the Shield Master Fund. ASIC flagged that as a superannuation trustee, Equity Trustees oversaw the investment of around $160 million of retirement savings into Shield ... |
| | | | ... consistency between the two because it's easy to get around hawking financial products." SCA wants the ACCC to engage with ASIC, as the consumer protection regulator for super, on its work in relation to unsolicited selling and lead generation, pointing ... |
| | | | ... his clients set up self-managed superannuation funds (SMSFs) and invest most of their retirement savings into the funds. ASIC said Rankin failed to act in the best interests of his clients in doing so, as both funds were speculative, illiquid investments ... |
| | | | ... said. In light of its oversight and role in the collapse of Shield and First Guardian, Sequoia recently appointed former ASIC commissioner Danielle Press as independent chair of its inaugural AFSL Governance Committee. She currently sits on the board ... |
| | | | ... the movement of investor funds," Christopher continued. "It appears that these matters may not have been fully disclosed to ASIC, investors, advisers, platforms, or SQM Research. We understand that ASIC has been investigating these matters for a significant ... |
| | | | ASIC fired a stern warning to superannuation funds about "passing the buck" to financial advisers and shedding responsibility for overlooking dodgy investment options as the fallout from the Shield Master Fund and First Guardian Master Fund mounts to ... |
| | | | ... the source of New Quantum's funds at the time," Sequoia said in response to the ASX query. "The company is cooperating with ASIC which is investigating the failure of the Shield Master Fund and First Guardian Master Fund and their responsible entities." ... |
| | | | ASIC has banned another two former financial advisers of MWL Financial Services that were involved in investing clients' superannuation into the Shield Master Fund, as well as other breaches of obligations. Former financial advisers of MWL, Rocco ... |
| | | | ... the minister makes a decision, either for the government to contribute to it or for other sectors that are covered by the ASIC funding levy to contribute. That's a problem that the government is going to need to solve." |
|