Search Results | Showing 91 - 100 of 576 results for %22Financial Adviser Register%22 |
| | ... more than 1700 financial advisers have dropped off its register since January. Analysis of the ASIC Financial Adviser Register shows there is now 16,413 financial advisers currently active. At the beginning of the year, there was 17,668. This means that ... |
| | | ... Associations Working Group said. In its submission, the group outlined five key interdependent recommendations to ensure that financial advice is provided in the best interests of consumers. It tabled consumer focus, a recognition of professional, regulatory ... |
| | | ... the exam and about 91% have passed. Of those, more than 15,600 are listed as currently active on the Financial Adviser Register, ASIC said, and just 600 were new entrants to the industry. However, more than 2400 of the candidates that passed have since ... |
| | | ... requirements, consolidation of advice fee authorisation requirements, aligning the CPD year with the Financial Adviser Register registration/renewal period or with the financial year, and the temporary COVID-19 relief measures to be made permanent." ... |
| | | ... didn't permit him to trade shares on, or operate, managed discretionary accounts, ASIC said. The ASIC Financial Adviser Register shows Guan was an authorised representative of Lifespan Financial Planning until March 2021 before a two-month stint with ... |
| | | ... months to the end of March 2022;3075 advisers exited the industry in this period. Analysis of the ASIC Financial Adviser Register also showed that the number of financial advisers is now back to where it was in 2014. Nevertheless, Kaplan chief executive ... |
| | | ... that he, alongside co-lead portfolio manager Trevor L. Taylor and portfolio manager Stephen G. Bond-Nelson, manipulated financial reports and other information for investors to conceal the strategy's true risk and actual performance. For example ... |
| | | The regulatory transition of the financial advice industry has been cumbersome for many people but senator Jane Hume believes the worst of it is over. In an interview with Stockspot, Hume welcomed the proper professionalism of the financial advice industry ... |
| | | ... left the industry in the last 12 months, according to Rainmaker's most recent analysis of the ASIC Financial Adviser Register. The number of ASIC-registered financial advisers decreased 15% through the 12 months to end March 2022 to reach 17,602. This ... |
| | | ... close to 20,000 candidates have sat the exam to date, with 91% passing. That said, analysis of the ASIC Financial Adviser Register shows there is now only about 17,000 advisers active in the industry. ASIC even acknowledged this, saying of those that ... |
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