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Regulatory

Three AFS licensees pinged over compliance breaches

Three AFS licensees - Australian Advice Network, IA Advice, and Sherrin Partners Services - have copped infringement notices from ASIC after their financial advisers provided personal advice while unregistered. Each licensee paid a $31,300 penalty in March.

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Read more: ASICFinancial adviserAustralian Advice NetworkIA AdviceSherrin Partners ServicesAlan KirklandFinancial advice