Recordkeeping breach costs RBC, BNY Mellon US$85mBY KARREN VERGARA | FRIDAY, 16 AUG 2024 12:25PMRBC Capital Markets and BNY Mellon are among the firms that will collectively pay a whopping US$390 million ($589m) to the Securities and Exchange Commission (SEC) for recordkeeping failures. Related News |
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Tim Van Klaveren
HEAD OF AUSTRALIAN FIXED INCOME
UBS ASSET MANAGEMENT (AUSTRALIA) LTD
UBS ASSET MANAGEMENT (AUSTRALIA) LTD
UBS Asset Management's Tim Van Klaveren learned early in his career the value of formulating his own opinions and not following the crowd, Andrew McKean writes.