The latest issue of Financial Standard now available as an e-newspaper

READ NOW

Queensland-based financial firm loses AFSL

BY MATTHEW WAI | FRIDAY, 25 OCT 2024 12:42PM

A Queensland-based financial services business has lost its Australian financial service licence (AFSL) following its failure to comply with licensee obligation.

Upgrade your subscription to access this article

And gain access to:

All archived news content
Access to the Financial Standard app
Home page news customisation
Financial Standard 's fortnightly newspaper
25% discount on tickets to networking events

And more

Already A Subscriber?

UPGRADE SUBSCRIPTION

VIEW COMMENTS

Related News

►	Keystone Asset Management to be wound up
►	Half of advice, super complaints result in no remedy
►	Firms treat CSLR as 'insurance policy': FAAA
►	More work to do on reportable situations compliance, ASIC says
►	Trustees, advisers have 'insufficient focus' on performance
►	Regulators warn of possible issues with FAR reporting
►	Illegal investment scheme operator to pay $1.25m
►	ASX says CHESS Release 2 costs to hit $320m
►	ASIC flags regulatory guide updates for 2025
►	Adviser suspended over wrongful use of ROAs

Editor's Choice

More work to do on reportable situations compliance, ASIC says

JAMIE WILLIAMSON | 12:51PM

Licensees are generally slow to report to ASIC because of deficient internal processes and poor monitoring of compliance with the reportable situations regime, a review found.

Centrepoint Alliance launches long-awaited IconiQ platform

ELIZA BAVIN | 12:35PM

Centrepoint Alliance and FNZ have partnered to launch the IconiQ investment platform and the IconiQ SMA.

GDP grows but still slow: 'Confirms our worst fears'

ELIZA BAVIN | 12:45PM

Australian GDP rose for the 12th consecutive quarter but continues to slow.

Tyndall AM head of Aussie equities to retire

JAMIE WILLIAMSON | 12:48PM

Brad Potter is retiring as Tyndall Asset Management's head of Australian equities, with his replacement confirmed.

Videos

Brought to you by

Recipe for retirement readiness

Products

'Guide To' Series

Pocket investment guides featuring adviser case studies and a glossary.

MORE INFO

Publisher's Forum

Investing trends and strategies from the industry’s thought leaders.

MORE INFO

Product Showcases

Putting the spotlight on investment products that matter.

MORE INFO

Expert Feed

Jenny Taing

Principal Solicitor

KHQ Lawyers

'Chameleon ETFs': Still groundbreaking and here to stay?

It was coined as a 'gamechanger' - an ETF that can be bought and sold on the ASX or Cboe Australia but that can also be applied for, and redeemed, directly ...

READ MORE

Robert Talevski

Managing Director

Activam

Tailored or off-the-shelf: What's right for your practice?

In the ever-evolving landscape of wealth management, financial advisers and investment professionals are faced with a multitude of choices when it comes ...

READ MORE

Nathan Robertson

Chief Executive Officer

Alvia Partners

Five principles for successful family office investing

At the time of writing, Australian public companies were at the end of another round of reporting their half-yearly financial results. For investors and ...

READ MORE

Robert De Dominicis

Chief Executive Officer

GBST

Mistaking financial literacy for retirement literacy

Many are unclear about how to transition from working life to retirement, particularly regarding their retirement savings and the options available to ...

READ MORE

Industry Events

MORE INDUSTRY EVENTS

DEC

Webinar - 2024: The year in wealth management

FEB

Advisers Big Day Out - Adelaide

Featured Profile

MORE PROFILES

Kellie Wood

HEAD OF FIXED INCOME
SCHRODER INVESTMENT MANAGEMENT AUSTRALIA LIMITED

Schroders Australia's Kellie Wood talks about winning a lot, so much so that it's become a well-intentioned joke with her co-workers - but it's this ambitious attitude that spurs her on every day. Eliza Bavin writes.

READ MORE