Financial Standard Comments - ASIC raises concerns over NSX listings The corporate regulator has raised a number of "concerning trends" in the way some foreign companies are admitted on the National Stock Exchange of Australia (NSX). https://www.financialstandard.com.au/feed/latest?story=102869143 Tue, 29 Aug 2017 19:21:13 +1000 Tue, 29 Aug 2017 19:21:13 +1000 en-AU Copyright 2026 Financial Standard 5 Comment by Wayne CHARLES (SIS INSURANCE BROKERS PTY LTD) As a provider of financial lines insurance products that are not only to protect the consumers but are also critical in establishing industry standards necessary to professionalise and encourage the investor market, we are seeing many examples of investment companies not regulated at all. This appears to be a huge black hole firstly in the government administration program. But even when the companies are correctly licensed (and there are many 100's that are not) the requirements regarding sufficient professional indemnity insurance is inadequate with, in my view, little or few guidelines.

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]]> Wayne CHARLES (SIS INSURANCE BROKERS PTY LTD) Tue, 29 Aug 2017 19:21:13 +1000