Search Results | Showing 1 - 10 of 318 results for %22FASEA%22 |
| | ... sustainability of the sector more needs to be done to encourage more new advisers into the industry, saying "the legacy of FASEA looms large" and current pathways require more flexibility and need to better reflect the ways people typically enter the ... |
| | | ... e-learning portal, a library of specialised e-learning modules designed to help financial services practitioners in line with FASEA requirements, delivered through Complii's existing CPD online management platform, ThinkCaddie. Complii chair Craig Mason ... |
| | | ... the employers who want to re-adopt the associate adviser role, which was popular prior to the Hayne Royal Commission and FASEA regulations. "We see this client shift as a response to increase capacity to absorb the referrals and new client demand as ... |
| | | ... to use the experience pathway already have a bachelor's degree or higher only that they do not meet the restrictive FASEA requirements. "So, we made a decision that we would lobby for that not to be on the [ASIC] FAR. We don't want to create ... |
| | | ... was elected in May 2022, considering the minister's election commitment to introduce an experienced pathway. Further, the FASEA education regime, still in place, failed to approve or recognise the education qualifications of those in the stockbroking ... |
| | | ... that were highly rated by research houses collapse such as Timbercorp, Westpoint, Basis Capital and Trio Capital," he said. FASEA Standard 5 and Standard 6 are front of mind when advisers make product recommendations. Standard 5 states that all advice ... |
| | | ... self-employed channels showing a moderation in decline over recent periods. This was driven in part by the expiry of the FASEA exam deadline on 30 September 2022. Declines are consistent with slowing reductions across the industry," the directors' ... |
| | | ... retail superannuation fund trustees are able to employ "non-qualified persons" to give personal advice and not be held to FASEA standards or the best interests duty. "So, the government of the day paid a large sum of money to an organisation to write ... |
| | | ... remains the case now. The Code of Ethics, developed by the now dissolved Financial Adviser Standards and Ethics Authority (FASEA), remains a stone in the shoe for many advisers, Anderson said. Anderson said there is much about the Code that warrants ... |
| | | ... described the adviser exam problematic and too harsh, Sciacca explained the format isn't for ASIC to amend. "As part of FASEA being wound up, the administration of the exam came to ASIC, but the format of the exam and the professional standards more ... |
|