Search ResultsShowing 1 - 10 of 100+ results for "financial advice"
ASIC to review end of grandfathering
ELIZABETH MCARTHUR  |  WEDNESDAY, 21 AUG 2019
... of conflicted remuneration," the joint statement said. When commissions were banned under the Future of Financial Advice reforms in 2013, trail commissions on existing investments were exempt. The Royal Commission recommended an end to the ...
Complex retirement system requires simplicity: Report
KARREN VERGARA  |  WEDNESDAY, 21 AUG 2019
... home, aged care and health costs. "The current system, though world-leading in some respects, falls well short of that." It should be simple to understand so that retirees who don't seek financial advice can still make smart choices, she added.
Frydenberg flags new advice disciplinary system
HARRISON WORLEY  |  MONDAY, 19 AUG 2019
... measures implemented by government, regulators and financial services entities to improve the quality of financial advice in 2022 in line with Hayne's recommendation. Legislation enacting Hayne's recommendations for ASIC and APRA to ...
MLC transforms advice business
KARREN VERGARA  |  THURSDAY, 15 AUG 2019
MLC Wealth is restructuring its financial advice business, including consolidating its aligned dealer groups down to two. MLC Wealth chief executive Geoff Lloyd today announced he is making major changes to its financial advice business ahead of ...
Risk advisory firms merge
KARREN VERGARA  |  WEDNESDAY, 14 AUG 2019
... to the future, we will continue to provide our clients and JV partners the highest standards of professional financial advice, service and support. However, the main benefit is that the merger will enhance our national presence and footprint." In ...
Adviser of the Year finalists named
KRISTI CHENG  |  TUESDAY, 13 AUG 2019
... who are flexible in the face of industry and regulatory changes, citing the significant changes the financial advice landscape has undergone. "In today's landscape the ability to demonstrate the value that quality financial advice can ...
AFA names Female Excellence finalists
KRISTI CHENG  |  MONDAY, 12 AUG 2019
... supported by the Association of Financial Advisers (AFA) and TAL, aims to "promote positive change in the financial advice sector by encouraging more women to enter the industry and take on leadership roles." The finalists are Felicity Cooper of ...
Inaugural FASEA exam results in
KARREN VERGARA  |  THURSDAY, 8 AUG 2019
... was held in nine centres across Australia from 20 June to 24 June. Candidates were tested in three areas: financial advice regulatory and legal obligations; applied ethical and professional reasoning and communication; and financial advice ...
BT advice boss lands new role
KANIKA SOOD  |  WEDNESDAY, 7 AUG 2019
The former general manager of BT Financial Advice, who was grilled at Royal Commission hearings last year, will lead an ASX-listed managed accounts provider for a $500,000 base salary. Michael Wright will join Xplore Wealth (formerly Managed ...
Sequoia acquires dealer group
JAMIE WILLIAMSON  |  TUESDAY, 6 AUG 2019
... larger, well-regarded licensee focused on the provision of highly compliant advice and client service." The financial advice landscape is undergoing major changes at the moment and Sequoia is well placed to attract quality planning groups and ...
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