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Showing 1 - 8 of 8 results for "TFSA"

ASIC lifts licence conditions on CountPlus subsidiary

KANIKA SOOD  |  MONDAY, 16 APR 2018
... circumstances, among other things. ASIC subsequently banned Dobinson permanently from financial services industry. "ASIC acknowledges TFSA's cooperative approach to completing the remediation program and improving its compliance standards," ASIC said. ...

Countplus searches for new CFO

KARREN VERGARA  |  THURSDAY, 31 AUG 2017
... rogue adviser Brian Dobinson, an authorised representative of one of its subsidiaries Total Financial Solutions Australia (TFSA). Dobinson provided inappropriate financial product advice to some 520 small retail clients between January 2013 to December ...

Countplus sells off underperformers and merges firms

ALEX BURKE  |  FRIDAY, 14 JUL 2017
... June quarter. This is due to a claim that may be made against wholly-owned subsidiary Total Financial Solutions Australia (TFSA) by clients of a former TFSA adviser who engaged in "inappropriate behaviour." This has also precipitated Countplus revising ...

Total Financial Solutions chief appointed

JAMIE WILLIAMSON  |  TUESDAY, 9 MAY 2017
... home to professional and ethical financial advice in Australia," Rowe said. "The Countplus network wishes Andrew and the TFSA board well with its efforts." TFSA independent board chairman Mark Rantall said Kennedy had demonstrated depth and commitment ...

ASIC hits advice firm with more licence conditions

ALEX BURKE  |  FRIDAY, 2 OCT 2015
... Financial Solutions Australia advisers, following compliance concerns. The surveillance commenced in October 2014 and focused on TFSA product advice, which ASIC identified as having a "one-size-fits-all approach" as well as a "systemic failure" to act ...

Countplus buys risk dealer group

MEDIA RELEASE  |  FRIDAY, 1 OCT 2010
... employees of Countplus' dealership operating company, which will be independently managed and have its own board of directors. TFSA's advisers are located throughout Australia and have signed new authorised representative agreements with Countplus' wholly ...

Select appoints head of strategic accounts

MEDIA RELEASE  |  MONDAY, 30 AUG 2010
Gary Walsh, the former national manager of strategic alliances for TFSA Holdings, has joined Select Asset Management as head of strategic accounts, Customised Portfolio Solutions. Walsh will be responsible for offering the Customised Portfolio Solutions ...

TFSA cuts cost, saves time through Paragem

... Australia, a dealer group on the cusp of a major expansion plan, turns to outsourcing specialist Paragem to mind the details as TFSA advisers think big. In a new deal signed this month, TFSA will outsource commissions payment, some technical services ...
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