Search Results | Showing 1 - 10 of 65 results for "Societe Generale" |
| | ... conditions imposed on the French bank after it breached client money obligations. As per the licence conditions, Societe Generale appointed an independent expert to assess and test the adequacy and effectiveness of its controls, systems and processes ... |
| | | Stropro is offering wholesale investors access to a Societe Generale indexed strategy that includes 43 companies expected to benefit from Europe's transition to cleaner energy. The unlisted strategy's holdings include Siemens, Schneider Electric, and ... |
| | | ... real estate lending at Aeriance. Prior to this he held senior positions at Morgan Stanley, Barclays Capital and Societe Generale. Last week, AustralianSuper promised to go net-zero in carbon emissions by 2050 to mitigate against the risk of climate change ... |
| | | ... second company in Australia in as many months to be criminally prosecuted over breaching client money obligations. Societe Generale pleaded guilty to four counts of client money obligation breaches in Sydney's local court and has been ordered to pay ... |
| | | ... respectively. Ouyang was a portfolio manager at Lombard Odier, and prior to that worked at Value Partners and Societe Generale. Wong's experience before Lombard Odier includes working at Mirae Asset Group and RCM, which is part of Allianz Global ... |
| | | ... solutions will be offered to 150 financial institutions in over 30 countries with clients including Barclays, HSBC, Societe Generale, Crestone Capital Advisors and Deutsche Bank. Ignition's chief executive Manish Prasad said the company's accelerated ... |
| | | ... regulatory development and enquiries, compliance risk management at Bank of America. Stewart also held positions at Societe Generale and Minter Ellison. In her new role she will oversee the bank's compliance function for the institutional and consumer ... |
| | | ... Morningstar in 2010 from Bloomberg, where she was a financial journalist. She began her career as an M&A analyst at Societe Generale in Hong Kong. Bioy will be working closely with Jon Hale, director of sustainability research for the Americas, based ... |
| | | ... management company has agreed to additional conditions imposed on its AFSL by the corporate watchdog. It comes after Societe Generale Securities Australia (SGSA) was criminally charged with breaching client money obligations in March this year, after ... |
| | | ... Australian arm of a global investment management company has been charged with breaching client money obligations. Societe Generale Securities Australia (SGSA) is facing criminal charges in Sydney on two counts of failing to pay client money into segregated ... |
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