Search ResultsShowing 1 - 10 of 98 results for "Securitor"
Westpac exits personal advice, restructures leadership
JAMIE WILLIAMSON  |  TUESDAY, 19 MAR 2019
... about 330 authorised representatives attached to its AFSL. The sale is expected to be complete by June 30, and some Securitor and Magnitude authorised representatives may also move to a newly-established Viridian-owned AFSL. They have until ...
Banks, ASIC still at war over fees-for-no-service
HARRISON WORLEY  |  TUESDAY, 12 MAR 2019
... do so. The bank's offer was chided by the regulator for also failing to meet the RG256 guidance. Westpac licensees Securitor and Magnitude and NAB's JBWere also copped heat, with both institutions' report cards littered with instances where the ...
FPA disciplines two members
HARRISON WORLEY  |  MONDAY, 4 MAR 2019
... further training and education. Separately, Dianne Bainbridge of Gold Financial Services - whose licensee is Securitor Financial Group - has had her membership and Financial Planner AFP designation suspended for six months after a former ...
BTFG restructure sees corporate super lead exit
JAMIE WILLIAMSON  |  FRIDAY, 15 FEB 2019
... in 2008 as head of practice management. Prior to leading the workplace super team, Englund was managing director of Securitor for about five years. The spokesperson said Englund plans to spend more time with his family and look to provide ...
ASIC bans Perth adviser
KANIKA SOOD  |  THURSDAY, 15 NOV 2018
... Craig James Wilson was employed by an advice firm that was a representative of the Westpac-controlled licensee Securitor Group for a total of eight years. During three months of his employment at Lifenet, Wilson overdrew four clients' ...
GROW Super co-founder sells advice business
JAMIE WILLIAMSON  |  THURSDAY, 9 AUG 2018
... onePlan Financial Planning in May. With Churpa having been a Lonsdale practice and onePlan originally licensed via Securitor, Abood said the transition of clients has been relatively seamless thanks to Profile's broad APL. "Any firm that wants ...
Adviser regulation lacking a professional body, RC hears
KARREN VERGARA  |  FRIDAY, 27 APR 2018
... years in January 2017 and prohibited him from working as an adviser until 8 January 2022. At the time, he was under Securitor's AFSL and is currently with Synchron. Tindall was also a member of the FPA . A month after the banning order was ...
Vertically integrated institutions failing to manage conflicts of interest
JAMIE WILLIAMSON  |  THURSDAY, 25 JAN 2018
... Charter Financial Planning; Millennium 3 Financial Services; ANZ Financial Planning; Count Financial; Commonwealth Financial Planning; GWM Adviser Services; NAB Financial Planning; Securitor Financial Group; and Westpac Financial Planning.
BTFG announces giant Panorama leap
DARREN SNYDER  |  THURSDAY, 23 MAR 2017
... Financial Group's dimensions as at 30 September 2016: Financial advice - 510 salaried advisers; 589 Magnitude and Securitor advisers Investments - $32 billion funds under management (FUM); $1bn in deposits, $2bn in margin lending Private wealth - ...
Former BT executive to head advice group
JAMIE WILLIAMSON  |  THURSDAY, 9 MAR 2017
... a product manager with Merrill Lynch and, prior to her role at BT, she served across a number of senior roles with Securitor and MLC, and was national operations manager at Godfrey Pembroke. Donat said she is excited by the opportunity to lead the ...
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