Search ResultsShowing 1 - 10 of 100+ results for "Royal Commission"
ASIC admits AMP inaction
JAMIE WILLIAMSON  |  FRIDAY, 22 JUN 2018
ASIC has acknowledged it was aware prior to the Royal Commission that AMP was allegedly attempting to mislead the regulator.
Quantifeed eyes Australian expansion with $13.5m raising
KANIKA SOOD  |  WEDNESDAY, 20 JUN 2018
The fintech is looking to expand its B2B robo-advice business in Australia as a part of a $13.5 million venture capital raising announced today.
The future of advice fee structures
JAMIE WILLIAMSON  |  MONDAY, 18 JUN 2018
To ensure the success of financial advice businesses in the post-Royal Commission world, financial advisers must separate planning and product advice fees, as well as benchmark both planning advice fees and portfolio performance.
Industry leaders in sales and marketing recognised at MAX Awards
STAFF WRITER  |  FRIDAY, 15 JUN 2018
Now in its 23rd year, the annual MAX Awards recognise Australia's leading individuals and organisations in the financial services industry for their outstanding sales and marketing campaigns.
Industry responds to Dover shutdown
JAMIE WILLIAMSON  |  TUESDAY, 12 JUN 2018
The Association of Financial Advisers will lobby ASIC and the Federal Government to extend the transition period provided to Dover Financial Advisers' authorised representatives in the wake of the dealer group's shock closure.
What worries Aussie advisers: Natixis
KANIKA SOOD  |  TUESDAY, 12 JUN 2018
The financial services Royal Commission coupled with the recent collapse of Dover Financial Advisers suggests it should come as no surprise that financial advisers are finding it difficult to navigate Australia's regulatory landscape.
AMP adds legal expert to board
KARREN VERGARA  |  TUESDAY, 12 JUN 2018
AMP is welcoming a legal and regulatory expert to its board in an effort to rebuild the company.
AFA criticises draft FASEA standard
KARREN VERGARA  |  FRIDAY, 8 JUN 2018
The Association of Financial Advisers released its assessment of the Financial Adviser Standards and Ethics Authority's 12 draft standards, pointing to numerous areas that need clarity and focus, particularly around governance at the licensee ...
Managing Director departs AMP-backed planning network
HARRISON WORLEY  |  MONDAY, 4 JUN 2018
The managing director of an AMP-backed financial planning dealer group with more than $23 billion in funds under advice has resigned.
Outlook darkens for bank stocks
KANIKA SOOD  |  THURSDAY, 31 MAY 2018
Major bank stocks could tumble up to 40% if the correction in the housing market gets more disorderly, UBS analysts led by Jonathon Mott said in a research note dated May 30.
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