Search ResultsShowing 1 - 10 of 100+ results for "Royal Commission"
Frydenberg flags new advice disciplinary system
HARRISON WORLEY  |  MONDAY, 19 AUG 2019
... disciplinary system for financial advisers with a central disciplinary body headlines the government's Royal Commission implementation roadmap released today. Revealing how the government will tackle the 76 recommendations made by ...
Netwealth FUA, adviser numbers rise
KARREN VERGARA  |  MONDAY, 19 AUG 2019
... of financial advisers who flocked to wealth management institutions for Netwealth as a result of the banking Royal Commission have helped boost the platform's funds under administration by 30% to $23.3 billion. Financial results for the end of ...
ASIC accelerates enforcement
ELIZABETH MCARTHUR  |  MONDAY, 19 AUG 2019
... of the regulator is being funded by $404 million over four years allocated by the Government following the Royal Commission. The Office of Enforcement is working on 13 matters referred to ASIC by the Royal Commission as well as further matters ...
Association policy lead to join Treasury
ELIZABETH MCARTHUR  |  THURSDAY, 15 AUG 2019
... the 2016 superannuation reforms, the establishment of FASEA and its educational and ethical standards, the Royal Commission and the Productivity Commission's superannuation review. George provided a summary and analysis of the Federal Budget for ...
ASIC to crack down on platform fees
ELIZABETH MCARTHUR  |  WEDNESDAY, 14 AUG 2019
Since the end of the Royal Commission, ASIC has been collecting information from platforms on the fees they charge and the financial advisers using them. In a letter obtained by Financial Standard , ASIC requested the names of every retail client ...
AMP advisers to fight BOLR changes
JAMIE WILLIAMSON  |  MONDAY, 12 AUG 2019
... brought about by oppressive, anti-adviser government reforms," he said. Further, issues identified by the Royal Commission - while the fault of the institutions themselves - have placed significant pressure on advisers. "What many people have ...
Why do we need royal commissions, Hayne asks
KANIKA SOOD  |  THURSDAY, 8 AUG 2019
In his first public speech since the Royal Commission's final report in February, Kenneth Hayne mulled why Australians are calling for more royal commissions and what it says about our democracy. "The increasingly frequent calls for Royal ...
On track: APRA reveals RC progress
HARRISON WORLEY  |  THURSDAY, 8 AUG 2019
APRA is on track to meet its deadlines to implement the recommendations stemming from the Royal Commission. The prudential regulator has revealed its responses to each of the 10 recommendations relevant to APRA following the release of Kenneth ...
AMP profits dive, chief pay restructured
ELIZABETH MCARTHUR  |  THURSDAY, 8 AUG 2019
... AMP says these outflows reflected a range of factors including the impact of AMP's appearance at the Royal Commission in 2018 and changes to MySuper pricing. As for the advice business, the cessation of internal distribution arrangements ...
CBA remediation bill drags performance
KARREN VERGARA  |  WEDNESDAY, 7 AUG 2019
... implementing regulatory and compliance initiatives, including recommendations from the financial services Royal Commission, CBA announced to the ASX this morning. Its cumulative spend and provision on rectifying errors further breaks down to ...
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