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Showing 1 - 10 of 17 results for "Proviso"

3iQ introduces inaugural Australian products

ANDREW MCKEAN  |  TUESDAY, 7 JUN 2022
... Securities Commission. In 2019 the fund manager submitted a prospectus for regulatory approval which was shot down under the proviso that Bitcoin was an "illiquid asset". Subsequently, Bitcoin was barred from being traded on established exchanges as ...

Former Financial Circle director charged

ELIZA BAVIN  |  MONDAY, 16 NOV 2020
... to enter a plea. Financial Circle itself has previously copped a $9 million fine for offering personal loans with the proviso customers implement financial advice from them. Financial Circle's Australian financial services licence and Australian ...

OPINION: Post RC, where to now for retail super?

ALEX DUNNIN  |  MONDAY, 4 FEB 2019
... anything digital. The decision by several big wealth groups to divest their distribution has thus been vindicated. The only proviso is whether the remaining core of these groups can turn themselves into builders and assemblers of quality directly distributed ...

ASIC strips Melbourne firm of AFSL

KANIKA SOOD  |  MONDAY, 3 DEC 2018
... cancelled the AFSL of a Melbourne-based firm that previously copped a $9 million fine for offering personal loans with the proviso customers implement financial advice from the firm. Financial Circle's Australian financial services licence and Australian ...

Melbourne AFSL pays $9 million in fines

KANIKA SOOD  |  MONDAY, 5 NOV 2018
A Melbourne company has copped about $9 million in penalties after ASIC found it offered personal loans with the proviso customers implement financial advice from the firm. Financial Circle offered personal loans to consumers of up to $5000. However ...

Mis-selling super a win for consumers

JAMIE WILLIAMSON  |  THURSDAY, 2 AUG 2018
... to provide an endowment to fund the centre for 20 years. The Government agreed to a contribution of $10 million on the proviso it was matched by the industry. A number of major super funds agreed to contribute, but the group was unable to raise the $10 ...

Trade-off needed on existing adviser standards: Fox

JAMIE WILLIAMSON  |  WEDNESDAY, 4 JUL 2018
... exemptions for certain study would be applicable if they choose to pursue the further education required - again under the proviso that the course work was completed and the designation was not grandfathered. "The above won't satisfy everyone, but ...

NSW fintechs dominate Finnie Awards

HARRISON WORLEY  |  THURSDAY, 14 JUN 2018
... awarded to AfterPay's Nick Molnar. The excellence in regtech award went to automated bank statement retrieval specialist Proviso, while Sydney-based insurance solution provider Cover Genius was recognised for excellence in insurtech. Former Macquarie ...

Fintechs gear up for open banking

JAMIE WILLIAMSON  |  TUESDAY, 16 JAN 2018
... Adelaide-based fintech as preparation for an open banking regime. Formerly Dun & Bradstreet, analytics firm illion has acquired Proviso, a specialist in automated bank statement retrieval, analysis and categorisation solutions. Proviso was founded in ...

Second private equity firm joins battle for Fairfax

ALEX BURKE  |  FRIDAY, 19 MAY 2017
... indicative non-binding proposal to acquire 100% of Fairfax's equity at a price between $1.225 and $1.25 per share, under the proviso that Fairfax pays no dividends between the date of the proposal to the acquisition. H&F's proposal represents a slight ...
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