Search ResultsShowing 1 - 10 of 32 results for "Patersons Securities"
International firm acquires advice group
JAMIE WILLIAMSON  |  WEDNESDAY, 12 JUN 2019
... group with more than 120 advisers on its books is to be acquired by a major Canadian wealth manager. Patersons Securities is being purchased by Canaccord Genuity via its Australian operations, Canaccord Financial Group. As a result, Patersons ...
Advice groups sign on to HUB24
KANIKA SOOD  |  WEDNESDAY, 9 JAN 2019
... of the HUB24 platform. On November 30, HUB24 said it would deliver a custom platform solution to Patersons Securities , which already has an existing in-house platform called Accolade. The group currently has 113 financial advisers on its ...
HUB24 secures bespoke platform mandate
JAMIE WILLIAMSON  |  FRIDAY, 30 NOV 2018
... a custom platform solution to the national adviser network of a 115-year-old wealth management business. Patersons Securities selected HUB24's platform to white label and run alongside its existing in-house platform Accolade. Patersons currently ...
Paragon hires distribution head from Challenger
ALEX BURKE  |  WEDNESDAY, 29 MAR 2017
... 2012 by managing director John Deniz, former analyst at GBS Venture Partners, Aegis Equities Research, Patersons Securities and Eye Management; and fund manager Nick Reddaway, who was previously a fund manager at K2 Asset Management and an ...
Market wrap
AAP  |  FRIDAY, 17 APR 2015
... despite an overnight rise in base metal prices, is a sign of profit taking after several days of gains, Patersons Securities economist Tony Farnham said. "It's had a good run up; people have said, `now's an opportunity to realise some of those ...
ASIC bans former Patersons adviser for life
ALEX BURKE  |  FRIDAY, 13 MAR 2015
The Australian Securities and Investments Commission (ASIC) has permanently banned a former Patersons Securities retail operations manager and financial adviser from practicing financial services. Based on a voluntary report submitted by Patersons ...
Brisbane adviser pleads guilty to $9 million fraud
LAURA MILLAN  |  FRIDAY, 28 NOV 2014
... is charged with 33 counts of fraud and 21 counts of fraudulent falsification of records. An employee of Patersons Securities, Tu misled 18 separate individual clients to invest a total of $9,179,073 between September 2008 and September 2013. His ...
Market Wrap PM
AAP  |  TUESDAY, 18 NOV 2014
The Australian stock market has opened higher following a flat lead from the US. Patersons Securities economist Tony Farnham said there was little in the way of economic or company news to drive the market at present. "We're really looking for ...
Market wrap
AAP  |  WEDNESDAY, 12 NOV 2014
... but it was concern about iron ore falling below $US75 a tonne which hit BHP Billiton and Rio Tinto, Patersons Securities economist Tony Farnham said. "There's been a little bit more selling," he said. "People are starting to look ahead to the ...
ASIC puts hold Custom Wealth's AFSL
STAFF WRITER  |  TUESDAY, 22 JUL 2014
... has also permanently banned Queensland-based financial adviser Thanh Quoc Tu, who an adviser at Patersons Securities and later, at Cognitive Wealth between 2008 and 2013. Tu misled investors to believe that their funds would be invested in ...
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