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Showing 1 - 8 of 8 results for "Pamela McAlister"

Xplore Wealth launches new solution

HARRISON WORLEY  |  WEDNESDAY, 3 JUL 2019
... supports our loyal advisers and their clients," he said. Separately, non-executive director and AFCA ombudsman Pamela McAlister stepped down from her role on the firm's board due to the increased demands of her regulatory role. EISS Super chief executive ...

Former Mercer director joins MGP

JAMIE WILLIAMSON  |  MONDAY, 3 SEP 2018
... Registrable Superannuation Entity. Most recently the director of Mercer's boutique legal practice Mercer Legal, Pamela McAlister has joined MGP's board of directors. She will also chair its audit, risk and compliance committee. MGP chair Don ...

ASIC extends transitional position on dollar disclosure

... planning and implementation process," said ASIC's deputy executive director of financial services regulation Pamela McAlister. The regulator does not expect to grant further relief beyond the March 2005 date.

AFS licensees given notice on MDA authorisations

... avoid missing the 10 December 2004 deadline," ASIC\'s deputy executive director of Financial Services Regulation, Pamela McAlister said. "Applicants who lodge their application after 1 November 2004 risk not having their MDA authorisation in time. According ...

AFS licensees pass ASIC's spot check

... procedures are in place and working well in practice," ASIC deputy executive director of financial services regulation Pamela McAlister said. "Where ASIC identified deficiencies, these issues were generally straightforward and easily addressed by the ...

ASIC publishes policy paper on conflict of interest in financial services

... to manage their conflicts of interest\", ASIC\'s deputy executive director of financial services regulation, Pamela McAlister said. As a result of this legislation, Policy Statement 181 Licensing: Managing conflicts of interest has been released by the ...

ASIC eases disclosure requirements on managed investment warrants

... by section 1017B of the Act. ASIC director of financial services regulation, legal and technical operations, Pamela McAlister said there is no policy reason why warrants over managed investment products should be treated or regulated differently to warrants ...

ASIC releases FSR relief applications overview

... understanding our approach to regulation under the FSRA regime," ASIC Director of Financial Services Regulation Pamela McAlister said. "While each application for relief is considered on a case-by-case basis, this overview provides some guidance on the ...
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