Search ResultsShowing 1 - 10 of 45 results for "NAB Financial Planning"
NAB remediation bill hits $1.1bn
JAMIE WILLIAMSON  |  THURSDAY, 18 APR 2019
... include non-compliant advice provided to its wealth customers; adviser service fees charged by NAB Financial Planning salaried advisers; and adviser service fees charged by NAB Advice Partnerships advisers. In fact, misconduct within its ...
Banks, ASIC still at war over fees-for-no-service
HARRISON WORLEY  |  TUESDAY, 12 MAR 2019
... of Count Financial, Financial Wisdom and the Pathways division of CFPL would continue. NAB's review of NAB Financial Planning and its associated remediation payments are due for completion by the end of this year, while the review and remediation ...
MLC drops wrap and super admin fees
DARREN SNYDER  |  TUESDAY, 29 JAN 2019
... said he is confident the new price changes will be well received by financial advisers. Additionally, NAB Financial Planning and NAB Direct Advice no longer accept grandfathered commissions from NAB Wealth superannuation and investment product ...
NAB to end financial planning compliance issue
HARRISON WORLEY  |  TUESDAY, 15 JAN 2019
... out to all clients impacted by a compliance issue that originally surfaced in 2017 . The issue saw NAB Financial Planning conduct a review of client beneficiary nomination forms after the bank found an adviser and their support staff did not ...
Shareholders put NAB board in the hot seat
KARREN VERGARA  |  WEDNESDAY, 19 DEC 2018
... customers has been closed. "We have also agreed on a remediation methodology with ASIC that will see NAB Financial Planning refund adviser service fees to those customers who didn't get the services they paid for. That is starting this week ...
Grandfathered commissions: Where to from here?
JAMIE WILLIAMSON  |  WEDNESDAY, 19 DEC 2018
... CBA Wealth Management chief operating officer Michael Venter said. NAB has also announced that NAB Financial Planning and NAB Direct Advice advisers will no longer accept grandfathered commissions from NAB Wealth super and investment ...
MLC, NULIS in court over $100m in illegitimate fees
JAMIE WILLIAMSON  |  THURSDAY, 6 SEP 2018
... remediation for impacted customers is expected to exceed $850m. Earlier this week, NAB announced NAB Financial Planning (FP) and NAB Direct Advice will no longer accept grandfathered commissions from NAB Wealth superannuation and investment ...
Former ANZ GM joins NAB
HARRISON WORLEY  |  THURSDAY, 14 JUN 2018
... arm appointed a new regional advice general manager covering similar geographical areas as Motton. Adrain De Silva joined NAB Financial Planning in January as general manager for South Australia, Western Australia and the Northern Territory.
Royal Commission singles out 325 NAB staff cutting corners
ALEX BURKE  |  TUESDAY, 24 APR 2018
... as to what constituted serious compliance concerns back then. Orr then referred to a memo by NAB Financial Planning general manager Tim Steele which suggested NAB had since identified "a number of instances of NAB employees incorrectly ...
NAB appoints new regional advice GM
ALEX BURKE  |  WEDNESDAY, 14 FEB 2018
NAB Financial Planning appointed a new general manager for South Australia, Western Australia and the Northern Territory. Adrian De Silva joined NAB in January from Beyond Bank Australia, where he was national manager wealth management and national ...
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