Search ResultsShowing 1 - 10 of 49 results for "Michael Hodge"
APRA takes action against IOOF
HARRISON WORLEY  |  FRIDAY, 7 DEC 2018
... earlier this year , with IOOF managing director of distribution Mark Oliver telling counsel assisting Michael Hodge that issues raised by APRA in 2016 were not "material". The Commission heard IOOF left some superannuation members in ...
APRA grilled over superannuation
KANIKA SOOD  |  FRIDAY, 30 NOV 2018
... of the application of those processes and identifying that the outcome is deficient?" senior counsel assisting Michael Hodge asked of Byres. Hodge said it was the same issue with CBA - the framework and policies looked good but the audit and ...
Royal Commission: And that is a wrap
KANIKA SOOD  |  FRIDAY, 30 NOV 2018
... over 6500 exhibits were tendered by counsel assisting. Working alongside Hayne and Orr were four barristers - Michael Hodge QC, Albert Dinelli, Eloise Dias and Mark Costello who were formally appointed to assist Hayne - as well as another four ...
APRA not clear how to police BEAR breaches
KANIKA SOOD  |  FRIDAY, 30 NOV 2018
... the change. Continuing his testimony on the Royal Commission's final day, Byres told senior counsel assisting Michael Hodge that while it had an interim plan to manage breaches by an accountable person at a bank under BEAR, it hadn't fully ...
Miscalculations delay remediation, more issues emerge: AMP
JAMIE WILLIAMSON  |  WEDNESDAY, 28 NOV 2018
... super members prompted by eight breaches identified by the company in October. Senior counsel assisting Michael Hodge asked Wilkins: "Is the risk that AMP faces in relation to this that it may have another fees for no service case on its ...
Should banks fund customer litigation?
HARRISON WORLEY  |  TUESDAY, 27 NOV 2018
... it. And we do have to find a different mode of behaviour." In the fifth round of hearings, counsel assisting Michael Hodge suggested NAB's wealth arm complicated the plan service fee issue, and systematically looked for any way to avoid ...
Wealth an unnecessary failure: Thorburn
HARRISON WORLEY  |  MONDAY, 26 NOV 2018
... Opening the final week of hearings into misconduct in financial services today in Melbourne, counsel assisting Michael Hodge asked Thorburn whether Australia's retail banks had failed by moving into wealth. Thorburn said wealth didn't need to be a ...
Misconduct matters, but stability key for Frydenberg
HARRISON WORLEY  |  FRIDAY, 23 NOV 2018
... hearing as "short term variable remuneration." Yesterday, Westpac chief Brian Hartzer told counsel assisting Michael Hodge his bank wouldn't walk away from its financial advice clients , despite the practice becoming more expensive for ...
Aussie banks underestimated difficulties of advice: Hartzer
HARRISON WORLEY  |  THURSDAY, 22 NOV 2018
... underestimated how much change was going to be required to make that work," Hartzer said. Counsel assisting Michael Hodge quizzed Hartzer - who leads the only major Australian bank not to recently jettison its wealth management arm - over the ...
Frydenberg slams financial sector greed
KARREN VERGARA  |  FRIDAY, 28 SEP 2018
... to enforce the laws at their disposal as well as the penalties. In the fifth round, counsel assisting Michael Hodge cast serious doubts over the ability of APRA and ASIC to effectively regulate the superannuation industry, questioning ...
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