Search ResultsShowing 1 - 10 of 80 results for "John Price"
Whistleblowers given new protection
ELIZABETH MCARTHUR  |  WEDNESDAY, 3 JUL 2019
... and help us enforce the laws we administer to address and prevent harm to consumers," ASIC commissioner John Price said. "ASIC considers a strong and effective arrangement for handling reports from whistleblowers is a key component of ...
Wealth management investigations spike
KANIKA SOOD  |  FRIDAY, 21 JUN 2019
... corporate regulator's wealth management investigations increased 129% in the year to March 2019, ASIC commissioner John Price said yesterday. In opening comments to a keynote panel discussion at the Governance and Risk Management Forum in Melbourne ...
Culture isn't everything: ASIC
HARRISON WORLEY  |  WEDNESDAY, 19 JUN 2019
ASIC commissioner John Price has warned a "strong culture" might not stand resolute in the face of remuneration incentives. Addressing the Governance Institute's Risk Management Forum in Sydney yesterday, Price warned companies that ensuring the ...
Fund manager creates new investment role
ELIZABETH MCARTHUR  |  FRIDAY, 24 MAY 2019
... fill the newly-created position of head of distribution and investment operations. Former Challenger state manager John Price has joined Eley Griffiths in the new role after 12 years building the annuity provider's managed funds and retirement ...
ASIC pushes regtech adoption
ELIZABETH MCARTHUR  |  TUESDAY, 14 MAY 2019
... solutions in the financial services sector to provide better outcomes for consumers," said ASIC commissioner John Price. "Regtech is something we are keenly interested in, both as a consumer of products and a facilitator of engagement more ...
Global Financial Innovation Network launches
KARREN VERGARA  |  FRIDAY, 1 FEB 2019
... which supports cross-border testing of innovative businesses. In floating the idea of GFIN last year, Commissioner John Price said there was an environment that allows firms to simultaneously trial and scale new technologies across multiple ...
More SMSF auditors disqualified
DARREN SNYDER  |  TUESDAY, 30 OCT 2018
... their own funds, the fund of an immediate family member and the fund of a close family member. ASIC Commissioner John Price said self-managed superannuation auditors play a fundamental role in promoting confidence in the sector and "ASIC will ...
ASIC keeps watch on SMSF auditors
DARREN SNYDER  |  MONDAY, 29 OCT 2018
... assurance over fund financial reports and reporting non-compliances with fund requirements," ASIC Commissioner John Price said. "As gatekeepers, they are expected to adhere to the highest standards in the performance of their role. ASIC will ...
Former Australian cricket captain in crypto fail
JAMIE WILLIAMSON  |  TUESDAY, 23 OCT 2018
... managed investment scheme; and not holding an AFSL. Commenting on the ongoing action, ASIC commissioner John Price said: "If you raise money from the public, you have important legal obligations. It is the legal substance of your offer - ...
ASIC offers fee relief to drought-affected farmers
HARRISON WORLEY  |  TUESDAY, 2 OCT 2018
... financial counselling services and provide company fee relief to those affected by the drought. ASIC commissioner John Price noted the severity of the current drought, recognising it is the cause of financial hardship for many people. "ASIC is ...
PAGE:
1
2
3
4
5
6
7
8
PREVIOUS
NEXT
Link to something dF8RiHUf