Search Results | Showing 1 - 10 of 15 results for "Hong Kong Securities" |
| | ... the academics led by professor Utpal Bhattachary, trained men and women to pose as potential clients of 65 Hong Kong securities firms and financial planners that cater to retail investors. They found a male client was offered undiversified advice 13.5% ... |
| | | ... Participating members include the: Financial Conduct Authority of the UK, Ontario Securities Commission of Canada, Hong Kong Securities and Futures Commission, Monetary Authority of Singapore and Consumer Financial Protection Bureau of the US. GFIN also ... |
| | | ... multi-asset investment management services in Australia. Blackwell Global Hong Kong attained a licence via the Hong Kong Securities and Futures Commission to issue asset management services relating to listed stocks, fixed income and mutual funds. In ... |
| | | ... was chair of the International Organisation of Pensions Supervisors technical committee, a member of the Hong Kong Securities and Futures Commission's product advisory committee and was an ASIC director from 1990 to 2002. During his time at ASIC, McShane ... |
| | | ... financial systems. He was also executive director, intermediaries supervision and licensing division at the Hong Kong Securities and Futures Commission, and headed up Goldman Sachs' Asian hedge fund consultancy business. He has also held roles at Eurekahedge ... |
| | | ... Securities Commissions (IOSCO) for the past three years. He declined to seek a third term, and will be replaced by Hong Kong Securities and Futures Commission chief executive Ashley Alder. IOSCO acknowledged Medcraft's contributions to the organisation ... |
| | | ... partnership between two industry development groups. The Financial Services Institute of Australia (Finsia) and the Hong Kong Securities and Investment Institute (HKSI Institute) announced a recent agreement where skills portability will be recognised ... |
| | | ... management sector now oversees A$2.4 trillion, surging due to huge inflow increases from mainland China. The Hong Kong Securities and Futures Commission's (HKSFC) has just released its annual Fund Management Activities Survey that revealed at end 2013 ... |
| | | ... Fung Global Institute, a Hong Kong based global think tank, and has previously held senior positions in the Hong Kong Securities and Futures Commission, the Hong Kong Monetary Authority and the World Bank. In 2013, Time Magazine listed Mr Sheng as one ... |
| | | ... ground who speaks the languages will be an advantage." The six-person panel includes Paul Chow, ex-CEO of Hong Kong Securities and Futures Exchange; Philip Yan Hok Fan, a member of Goodman groups' board and former executive director of CITIC Pacific ... |
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