|Search Results||Showing 1 - 10 of 48 results for "Helen Rowell"|
|... must also disclose if they have any directorships and/or shareholdings in any other entity. Deputy chair Helen Rowell said APRA has held longstanding concerns about the ability of parties to gain control of RSEs via the "back door" without ...|
|... their best interests duties to members, they should be prepared to face serious consequences," APRA deputy chair Helen Rowell warned. Rainmaker head of super research Jason Ross says it is not clear whether current laws allow APRA or ASIC to force ...|
|... APRA has clearly outlined expectations following the Royal Commission. The letter, from APRA deputy chairwoman Helen Rowell, said that the Royal Commission was a pivotal point for the financial services sector - including the superannuation ...|
|... and poor cooperation. But it is being held back by the long-awaited passage of a Bill. Deputy chair Helen Rowell told the Conference of Major Superannuation Funds (CMSF) yesterday that APRA has turned a new leaf following several ...|
|... to force superannuation funds to merge or wind up when it saw fit. The prudential regulator's deputy chair Helen Rowell said the superannuation industry posed challenges for all stakeholders - regulators included - but pointed to recent ...|
|... and evaluate their performance in delivering sound, value-for-money outcomes to all members. APRA deputy chair Helen Rowell said: "These changes to the prudential framework set a higher bar for RSE licensees by requiring a robust assessment of ...|
|... consider the allegations raised by APRA. After seeking to solve the issues over several years, APRA chair Helen Rowell said the regulator considered it necessary to take stronger action against IOOF. "APRA's efforts to resolve its ...|
|... formal enforcement powers sparingly. During a Royal Commission hearing in August this year, APRA deputy chair Helen Rowell confirmed the prudential regulator had only once banned a person from being a responsible person in the last 10 years. In ...|
|... were slammed at the superannuation round of the Royal Commission for being toothless tigers. APRA deputy chair Helen Rowell said the prudential regulator banned one person (Trio Capital director David Millhouse) and disqualified 133 people for ...|
|... their purpose in safeguarding retirement savings and the stability of the financial system. APRA deputy chair Helen Rowell confirmed the prudential regulator has banned just one person from being a responsible person - a director in the Trio ...|
UBS has appointed new co-country heads for Australasia, as Matthew Grounds announces his plans to retire from the firm.
Australia's high-net-worth population slumped in the rankings of a global wealth study as millionaires shifted their portfolio to cash amid share market uncertainty.
IMF Bentham and William Roberts Lawyers will bring a class action against MLC's super fund trustee NULIS Nominees relating to excess fees charged to members for adviser commissions.
SG Hiscock & Company has appointed a new investment specialist who will be responsible for fund distribution across New South Wales and Queensland and a new business development executive - both from Macquarie Group.
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