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Showing 1 - 10 of 23 results for "Halifax"

Halifax auditor to cough up fines

KARREN VERGARA  |  THURSDAY, 19 AUG 2021
The auditor of Halifax Investment Services have been slapped with criminal charges and will pay up to $40,000. In a first for Australia's audit sector, Robert James Evett and EC Audit (formerly Bentleys NSW Audit) have been convicted by the Commonwealth ...

Halifax auditors face criminal charges

ELIZABETH MCARTHUR  |  TUESDAY, 8 JUN 2021
Audits of defunct stockbroker Halifax have resulted in the first criminal charges ever laid in Australia for failure to comply with auditing standards. EC Audit and its director Robert Evett have been charged with breaches of auditing standards and ...

ASIC cancels stockbroker AFSL

ANNABELLE DICKSON  |  WEDNESDAY, 13 JAN 2021
The corporate regulator has cancelled the Australian financial services licence of Halifax Investment Services nearly two years after it was placed into administration. The cancellation took effect from 8 January 2021 and allows the licence to operate ...

Link hires from QSuper, NAB

JAMIE WILLIAMSON  |  FRIDAY, 13 NOV 2020
... 20 years' experience in financial services, having also held senior roles with the likes of Thiess, Leighton Group, Halifax and BankWest. Link has also added Melissa Westerhoff in the role of portfolio manager, retirement and superannuation solutions. ...

ASIC bans AFSL chief executives

ELIZABETH MCARTHUR  |  MONDAY, 29 APR 2019
... that he had lost one million dollars investing with Courtenay House. Worboys was also the chief executive and founder of Halifax Investment Services, which is in administration. Investigations are continuing into the company, with ASIC having suspended ...

Liquidation likely for Halifax

HARRISON WORLEY  |  FRIDAY, 15 MAR 2019
Halifax administrators updated investors on the future of the beleaguered online stockbroking firm, with signs pointing to liquidation. The firm - whose AFSL was suspended shortly after it went into voluntary administration in November 2018 - was found ...

ASIC suspends online broker AFSL

KARREN VERGARA  |  TUESDAY, 15 JAN 2019
ASIC has suspended the AFSL of an online stockbroking firm until 10 January 2020. Halifax Investment Services had its licence suspended shortly after it went into voluntary administration. ASIC said the terms of the suspension will allow Halifax clients ...

CMC Markets hires head of sales trading

KARREN VERGARA  |  THURSDAY, 1 FEB 2018
... also has international experience under his belt, working in the UK as a financial adviser for Spanish bank Santander and Halifax, a division of the Bank of Scotland. Glover said he is excited to join the CMC Markets team in Australia. "The role offers ...

Westpac GM departs to Citi

EMMA RAPAPORT  |  FRIDAY, 8 DEC 2017
... Banking Group, where she led the retail technology integration of over 31 million customer accounts during the Lloyds Halifax merger. At Westpac, her leadership in the transformation of application development, alignment of operating models across divisions ...

Industry stars recognised at 2017 MAX Awards

JAMIE WILLIAMSON  |  FRIDAY, 16 JUN 2017
... Morgan Asset Management for the JPMorgan Systematic Alpha Fund. J.P. Morgan Asset Management head of Australia funds David Halifax accepted the award, stating: "Winning this award is a fantastic endorsement of all the work we've been doing over the last ...
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