Search ResultsShowing 1 - 10 of 100+ results for "Federal Court"
Federal Court shuts down Linchpin and Endeavour Securities
KARREN VERGARA  |  TUESDAY, 26 MAR 2019
ASIC has helped put Endeavour Securities and Linchpin Capital Group into liquidation. The Federal Court also ordered the registered scheme operated by Endeavour and the unregistered scheme operated by Linchpin - both called the Investport Income ...
Westpoint investors to receive $1.5m
HARRISON WORLEY  |  WEDNESDAY, 20 MAR 2019
... returned to them after the claim was finalised. ASIC said its claims against Brighton were dismissed by the Federal Court in Perth earlier this month, because the company's liquidator distributed the entitlements that had arisen from claims ...
IOOF faces class action
KANIKA SOOD  |  MONDAY, 18 MAR 2019
... on breaches of their duties as superannuation trustees. In December, APRA began proceedings against it in the Federal Court. The IFL stock over 35% during this period. "Quinn Emanuel's class action will allege that IOOF was aware that its ...
Clayton Utz finally hands AMP notes to ASIC
HARRISON WORLEY  |  MONDAY, 11 MAR 2019
... manager refused to hand the documents over, claiming legal professional privilege. As such, ASIC launched Federal Court proceedings in December seeking to compel Clayton Utz to produce the notes . Clayton Utz delivered the notes to ASIC on ...
ASIC appeals Westpac Federal Court decision
JAMIE WILLIAMSON  |  MONDAY, 18 FEB 2019
The corporate regulator is appealing last year's landmark Federal Court decision, determined to prove two Westpac subsidiaries provided personal financial advice despite not being licensed to do so. In December 2018, Justice Jacqueline Gleeson ...
DomaCom partners with big four bank
HARRISON WORLEY  |  FRIDAY, 1 FEB 2019
... said. In December the firm announced it had raised about $3 million as it looked to convert its win in a Federal Court case which determined whether or not SMSFs could invest in its fund, even in the case where a related party was a tenant ...
Ponzi scheme fined $1.4bn
KANIKA SOOD  |  WEDNESDAY, 30 JAN 2019
... orders to freeze the assets of the unregistered funds, calling it a US$1.2 billion Ponzi scheme. Now, the Federal Court in Florida ordered Woodbridge and its 281 related companies to pay US$892 million in disgorgement. It also ordered Shapiro ...
MLC drops wrap and super admin fees
DARREN SNYDER  |  TUESDAY, 29 JAN 2019
... also arriving before the Royal Commission's final report; and during an ongoing ASIC and MLC civil case in the Federal Court over separate fees-for-no-service issues. The chief executive acknowledges he's been tasked with restoring MLC's trust in ...
Advice dealer group seeks ASX listing
JAMIE WILLIAMSON  |  THURSDAY, 24 JAN 2019
... offering and a compelling value proposition for investors," he said. In June 2018, AD Capital attempted to merge with Linchpin Capital. The share sale agreement was terminated when ASIC commenced Federal Court action against Linchpin a month later.
NSW adviser banned for 25 years
KANIKA SOOD  |  TUESDAY, 22 JAN 2019
The Federal Court has handed down a 25-year ban to a New South Wales financial adviser and wound up two companies related to him following an ASIC investigation . Starting in 2008, Graeme Walter Miller advised SMSFs and other clients of CFS Private ...
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