Search ResultsShowing 1 - 10 of 100+ results for "Federal Court"
NSW adviser banned for 25 years
KANIKA SOOD  |  TUESDAY, 22 JAN 2019
The Federal Court has handed down a 25-year ban to a New South Wales financial adviser and wound up two companies related to him following an ASIC investigation . Starting in 2008, Graeme Walter Miller advised SMSFs and other clients of CFS Private ...
The problem the Productivity Commission is trying to fix
ALEX DUNNIN  |  THURSDAY, 10 JAN 2019
... damaging. Coming on top of the Royal Commission inquiry, the financial advice FASEA reforms and controversial Federal Court rulings that will redefine financial advice, the PC's report paints a picture of profound market and regulatory ...
ASIC and Westpac court battle sees mixed outcome
DARREN SNYDER  |  FRIDAY, 4 JAN 2019
A landmark Federal Court judgment has provided greater clarity between general and personal financial advice, ruling in favour of Westpac's position. Yet the bank still managed to breach the Corporations Act. Judge Jacqueline Gleeson said ASIC ...
IOOF appoints independent reviewer
DARREN SNYDER  |  TUESDAY, 1 JAN 2019
... in APRA's Show Cause Notice. "Given the overlap between those matters and the other matters currently before the Federal Court, the AREs have not responded in detail to APRA's preliminary views set out in the Show Cause Notice," IOOF said.
MYEFO: Regulatory funding increases, Budget surplus doubles
DARREN SNYDER  |  MONDAY, 17 DEC 2018
... the most serious crimes that present the highest risk to Australia's tax and superannuation systems." The Federal Court of Australia will receive $7.7 million over four years from 2018-19 to manage the expected increase in case load as a ...
ASIC goes to court seeking AMP documents
KANIKA SOOD  |  MONDAY, 17 DEC 2018
ASIC is seeking an order from the Federal Court to compel Clayton Utz to produce AMP documents that have been withheld from the corporate regulator to date. In October, ASIC issued a notice to Clayton Utz asking it to produce certain documents, as ...
Labor pledges tougher unpaid super penalties
KARREN VERGARA  |  MONDAY, 17 DEC 2018
... give employees the power to recoup unpaid superannuation from employers and possibly take the matter to the Federal Court. Opposition Leader Bill Shorten announced the proposals on Twitter, stating the ALP will "make universal superannuation ...
DomaCom raises more capital
HARRISON WORLEY  |  TUESDAY, 11 DEC 2018
... property investment firm DomaCom recently raised about $3 million in capital. After its recent win in the Federal Court, the firm is aiming to capitalise on its success by recapitalising. In a press release this week, the firm said it secured ...
Super funds defend $5bn infrastructure investment
DARREN SNYDER  |  TUESDAY, 11 DEC 2018
... competition law. The Australian Competition and Consumer Commission (ACCC) has commenced proceedings in the Federal Court against NSW Ports, alleging the consortium made purchase agreements with the NSW Government that had an anti-competitive ...
Industry dubious about one regulatory body: Survey
KARREN VERGARA  |  MONDAY, 10 DEC 2018
... 2016. It was only last week that it decided to take a firm hand and commence proceedings against IOOF in the Federal Court of Australia. APRA chair Wayne Byres recently told the last round of the Royal Commission that the prudential regulator is ...
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