Search ResultsShowing 1 - 10 of 40 results for "FCA"
FCA stokes intergenerational wealth debate
HARRISON WORLEY  |  THURSDAY, 23 MAY 2019
... demographics. The discussion paper poses a series of questions designed to engender a nationwide conversation on how the FCA and the financial services industry should meet consumers' changing needs. The FCA said it recognises the way people build ...
Crypto scams bite UK
HARRISON WORLEY  |  TUESDAY, 21 MAY 2019
... online trading platforms, after the nation lost £27 million to crypto and forex scams so far in FY18/19. The FCA said crypto and forex scam reports more than tripled in the last year, clearing 1800. According to the UK's national fraud ...
FCA begins financial advice market review
KARREN VERGARA  |  WEDNESDAY, 8 MAY 2019
... delivers. It will also consider how new market trends and developments might affect the future development of advice. FCA executive director of strategy and competition Christopher Woolard said consumers and the market are changing rapidly, as ...
FCA hits Goldman Sachs over reporting failures
HARRISON WORLEY  |  FRIDAY, 5 APR 2019
... conduct regulator has fined Goldman Sachs International more than £34 billion over historic reporting breaches. The FCA revealed the fine late last month and said the global giant had failed to provide accurate and timely reporting relating ...
UBS fined $51m for reporting breaches
KARREN VERGARA  |  THURSDAY, 21 MAR 2019
... relating to about 87 million reportable transactions. A further 49.1 million transactions were reported in error. The FCA said the failings relate to UBS's change management processes, maintaining reference data used in its reporting and how it ...
KPMG brings remediation regtech to Australia
HARRISON WORLEY  |  TUESDAY, 5 MAR 2019
... solutions to Australian financial institutions. The firm was founded in 2013 after the Financial Conduct Authority (FCA) took action against the UK finance industry over a host of issues. According to KPMG, Recordsure can help financial ...
ASIC gears up for Brexit
KANIKA SOOD  |  MONDAY, 11 FEB 2019
... statement. ASIC said it will enter into new memorandums of understanding (MoU) with the UK's Financial Conduct Authority (FCA). This is because the FCA is set to take over from the European Securities and Markets Authority (ESMA), the overseeing of ...
Treasury initiates review post RC
KANIKA SOOD  |  FRIDAY, 8 FEB 2019
... Treasury said. Financial Counselling Australia chief executive Fiona Guthrie said [in a statement issued by Treasury]: "FCA and financial counsellors are delighted that the Government recognises the immediate need for predictable and stable ...
New rules for UK retirement income products
JAMIE WILLIAMSON  |  TUESDAY, 29 JAN 2019
... seeing long-term income; and a fund for those with no plans to access the money for at least five years. A review by the FCA found many consumers are focused only on taking their tax-free cash and take the 'path of least resistance' when ...
Industry dubious about one regulatory body: Survey
KARREN VERGARA  |  MONDAY, 10 DEC 2018
... of England (BOE); Prudential Regulation Authority (PRA), which is a division of the BOE; and Financial Conduct Authority (FCA). Singapore on the other hand is governed by one regulator - the Monetary Authority of Singapore (MAS). The Royal ...
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