|Search Results||Showing 1 - 10 of 44 results for "FCA"|
|... financial advice. Nearly 22% of sales staff received more than 100% of their base salary in bonus payments, leading the FCA to believe call handlers would place their own financial interests ahead of the customer. The firm failed to provide some ...|
|... her new role, Altinger will report to Gonzalez and be a member of the Pendal Group Global Executive Committee. The appointment will be effective 9 September 2019 and, as she will be based in London, is subject to FCA regulatory approval in the UK.|
|... Woodford to take to YouTube to explain the liquidity issues and apologise to investors - whose money was trapped. Now, FCA chief executive Andrew Bailey has commented on Woodford's actions. In a speech at the FCA's annual public meeting, Bailey ...|
|The UK's Financial Conduct Authority (FCA) has opened an investigation into the events surrounding the suspension of the Woodford Equity Income Fund, with Link Group now caught in the scandal. Earlier this month, star UK fund manager Neil Woodford ...|
|... demographics. The discussion paper poses a series of questions designed to engender a nationwide conversation on how the FCA and the financial services industry should meet consumers' changing needs. The FCA said it recognises the way people build ...|
|... online trading platforms, after the nation lost £27 million to crypto and forex scams so far in FY18/19. The FCA said crypto and forex scam reports more than tripled in the last year, clearing 1800. According to the UK's national fraud ...|
|... delivers. It will also consider how new market trends and developments might affect the future development of advice. FCA executive director of strategy and competition Christopher Woolard said consumers and the market are changing rapidly, as ...|
|... conduct regulator has fined Goldman Sachs International more than £34 billion over historic reporting breaches. The FCA revealed the fine late last month and said the global giant had failed to provide accurate and timely reporting relating ...|
|... relating to about 87 million reportable transactions. A further 49.1 million transactions were reported in error. The FCA said the failings relate to UBS's change management processes, maintaining reference data used in its reporting and how it ...|
|... solutions to Australian financial institutions. The firm was founded in 2013 after the Financial Conduct Authority (FCA) took action against the UK finance industry over a host of issues. According to KPMG, Recordsure can help financial ...|
A new superannuation fund hoping to bridge the retirement savings gap will launch with the hope of disrupting the system that has disadvantaged women.
The general manager of superannuation and retirement solutions at a $57 billion industry fund has resigned, with the hunt commencing for a replacement.
Praemium saw funds under administration hit $16.1 billion over the last financial year, thanks largely to its off-platform managed accounts service.
OnePath has moved to enhance the abilities of financial advisers using its OneView Life client management portal.
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