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Showing 1 - 10 of 2215 results for "Directors"

Blockchain mining companies sued by ASIC

ANDREW MCKEAN  |  MONDAY, 15 APR 2024
... legal action against three blockchain mining companies - NGS Crypto, NGS Digital, and NGS Group - along with their sole directors Brett Mendham, Ryan Brown and Mark Ten Caten. The corporate regulator has accused the NGS companies of targeting Australian ...

Income AM bolsters sales function

ELIZABETH FRY  |  FRIDAY, 5 APR 2024
... after IAM tried to buy a controlling stake in FIIG, the boutique bond investor. Joining from FIIG as capital market directors are Victor Gugger, Frederick Stewart, Nick Lowings and Darryl Bruce. The firm has also recruited Sandra Ang from National Australia ...

Director facing $13k fine in first of its kind action from ASIC

ELIZA BAVIN  |  MONDAY, 25 MAR 2024
... 1272C(1) of the Act is 60 penalty units. ASIC said the defendant in this matter was facing a maximum penalty of $13,320. Directors required to have ID ASIC said all directors are required by law to verify their identity with Australian Business Registry ...

ASIC's harsh words to directors: 'It's not meant to be easy'

ELIZA BAVIN  |  FRIDAY, 22 MAR 2024
Australian Securities and Investments Commission (ASIC) chair Joe Longo has had enough of company directors complaining about keeping up with their obligations. In a speech to the Australian Institute of Company Directors (AICD) Australian Governance ...

ART adds heavyweights to board

ELIZABETH FRY  |  THURSDAY, 21 MAR 2024
... official and former APRA deputy chair to its board. Martin Parkinson and Helen Rowell will sign up as non executive directors of Australia's second-largest asset owner early next month. Rowell brings over 20 years of experience at the Australian ...

ASIC extends ETF class order

KARREN VERGARA  |  TUESDAY, 19 MAR 2024
... class order allows relief that include exemptions for the equal treatment relief for responsible entities and corporate directors, enabling them to limit redemptions and provide certain information to authorised participants only, and modifications to ...

WAM Leaders, QV Equities to merge

ANDREW MCKEAN  |  TUESDAY, 12 MAR 2024
... expected to increase by $238.8 million. WAM Leaders' chair and chief investment officer Geoff Wilson said the board of directors is confident that the Scheme of Arrangement will deliver benefits to shareholders by creating a larger capital and shareholder ...

ASIC, APRA issues more FAR guidance

KARREN VERGARA  |  MONDAY, 11 MAR 2024
... framework for APRA-regulated entities in the banking, insurance, and superannuation industries, specifically among their directors and senior executives. It replaces the BEAR, which came into effect on 1 July 2018.

Vanguard chief executive Tim Buckley to retire

ANDREW MCKEAN  |  FRIDAY, 1 MAR 2024
... announced his retirement, set for the end of 2024, after three decades at the investment manager. Vanguard's board of directors is actively searching for Buckley's successor, considering both internal and external candidates to lead the company. ...

Former Blockchain Global director confined to Australia

ANDREW MCKEAN  |  THURSDAY, 29 FEB 2024
... Guo, from leaving Australia. The corporate regulator is currently investigating Guo and two other Blockchain Global directors, Samuel Xue Lee and Zijang (Ryan) Xu, for their involvement in the failure of a cryptocurrency exchange. Blockchain Global launched ...
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