Search ResultsShowing 1 - 10 of 96 results for "Commonwealth Financial Planning"
Banks, ASIC still at war over fees-for-no-service
HARRISON WORLEY  |  TUESDAY, 12 MAR 2019
... financial advice customers of Count Financial, Financial Wisdom and the Pathways division of Commonwealth Financial Planning. ASIC said it strongly disagreed with the approach of those licensees, citing how CBA used customer responses to ...
KPMG expands advice remediation team
HARRISON WORLEY  |  TUESDAY, 26 FEB 2019
... service fee debacle was revealed during Royal Commission public hearings. Earlier this month Commonwealth Financial Planning was ordered by ASIC to stop charging ongoing service fees after it failed to provide ASIC with an attestation and ...
Commonwealth FP fails to meet EU obligations
JAMIE WILLIAMSON  |  MONDAY, 4 FEB 2019
Hours before the final report from the Royal Commission goes public, Commonwealth Financial Planning has been ordered by ASIC to stop charging ongoing service fees. It is also barred from entering any new ongoing service arrangements with ...
Gender diversity in advice dormant
JAMIE WILLIAMSON  |  FRIDAY, 9 NOV 2018
... advisers. Overall, the licensees with the most women advisers are AMP, SMSF Advisers Network, Commonwealth Financial Planning, Westpac and NAB. From a geographic perspective, despite having the fewest advisers in the country, the Northern Territory ...
Bank-owned advice firm requests ASIC extension
DARREN SNYDER  |  MONDAY, 22 OCT 2018
... an extension to complete a major report as part of its enforceable undertaking. ASIC said Commonwealth Financial Planning Limited (CFPL) recently requested an extension for Ernst & Young (EY) to produce its final report on the advice firm's ...
CBA to refund dead customers, grandfathered commissions
JAMIE WILLIAMSON  |  TUESDAY, 9 OCT 2018
... fees charged to dead customers and rebate all grandfathered commissions charged to clients of Commonwealth Financial Planning. Taking further action to improve its wealth management business, CBA has announced it will be reviewing advice fees ...
FPA award finalists named
JAMIE WILLIAMSON  |  THURSDAY, 4 OCT 2018
... Management's Felicity Cooper, James O'Reilly of Northeast Wealth and Sandra Slattery of Commonwealth Financial Planning have been named finalists in the FPA Financial Planner AFP of the Year Award. Pierce Hanlen of Hewison and Associates ...
ASIC appeal convicts former CBA planner
KARREN VERGARA  |  THURSDAY, 4 OCT 2018
... with the Commonwealth Director of Public Prosecutions (CDPP), appealed the sentence of former Commonwealth Financial Planning adviser Ricky David Gillespie. ASIC's investigation between 1 January 2007 and 13 June 2009 alleged that Gillespie, a ...
Regulatory inadequacy to blame: Hayne
JAMIE WILLIAMSON  |  FRIDAY, 28 SEP 2018
... to the business itself," Hayne said. In stating this, he referred to Storm Financial and Commonwealth Financial Planning. He also slammed the common rhetoric within the industry that misconduct comes down to 'a few bad apples'; a defence used ...
HSBC quietly exits financial advice
KARREN VERGARA  |  THURSDAY, 5 JUL 2018
... Financial Wisdom and Aussie Home Loans will operate separately. CBA will however retain Commonwealth Financial Planning which will sit within the retail banking services division. NAB announced in early May it will sell off MLC Advice , along ...
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