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Showing 1 - 9 of 9 results for "Australian Securities Commission"

Industry veterans launch dealer group

ALLY SELBY  |  MONDAY, 17 AUG 2020
... running of the dealer group. It has also partnered with SMART Compliance, the brainchild of former Australian Securities Commission investigator Brett Walker (who also sits on the dealer group's investment committee). The group is still actively looking ...

Aurora reshuffles compliance team

ALEX BURKE  |  THURSDAY, 21 JUN 2018
... as Aurora's non-executive chair. He was previously chair of ASIC's predecessors, the Australian Securities Commission and the National Companies and Securities Commission. Aurora also appointed Patrick Burroughs, a former KPMG senior partner. ...

PROFILE: EISS chief executive Alex Hutchison

DARREN SNYDER  |  THURSDAY, 18 JUN 2015
... Corporate Affairs Commission and National Companies Securities Commission saw the birth of the Australian Securities Commission - later becoming ASIC. The newly formed commission wanted federal police to join for their investigative expertise following ...

KNM appoints wealth head

MICHAEL HOBBS  |  WEDNESDAY, 7 NOV 2007
... at insurance provider PrefSure. Prior to these roles, Carne was director of enforcement at the Australian Securities Commission. Joe Burke, general manager at KNM and head of KNM for Life, said Carne's experience in corporate governance, compliance and ...

ASIC reorganizes management following Johnston departure

... with the regulator. She has been with the organistion for over a decade after joining the then Australian Securities Commission in 1991. Johnston has not yet revealed what position he will have at the Hong Kong regulator but Lucy said his appointment ...

ASIC appoints acting WA Regional Commissioner

The chairman of the Australian Securities Commission has appointed Mr Angus Dale-Jones to the role of Acting Regional Commissioner for Western Australia (WA). This follows the appointment of Mr Michael Gething as Principal Registrar of the District ...

ASIC conducts searches in Sydney for Alpine Investigation

AAP  |  FRIDAY, 14 NOV 2003
... tried to identify the owners of the stake in the mid-90s. In May 1995, Mr Rivkin told the then Australian Securities Commission that he did not know who owned the stake, which was held in the names of two Swiss banks. At the time, the ASC began legal ...

ASIC announces probe into Offset Alpine Printing

... chairman, said the team would focus on the veracity of information previously provided to the former Australian Securities Commission and the Federal Court in connection with the beneficial ownership of the shares. 'If it is demonstrated that any party ...

ASIC clarifies action relating to chairman's former legal partner

... Mr Collie's role in the scheme, and subsequent consideration by ASIC and its antecedent, the Australian Securities Commission (ASC), to disqualify Mr Collie from being a company director. The report did not allege any involvement of Mr Knott in the tax ...
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