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Showing 61 - 70 of 92 results for "John Price"

ASIC bans convicted fraud "mastermind"

ALEX BURKE  |  FRIDAY, 22 MAY 2015
... serious fraud in the UK was motivated by greed and demonstrates a clear lack of integrity," said ASIC commissioner John Price. "ASIC's ban protects Australian consumers. It will prevent him from ever working in financial services in Australia again." ...

CCMC chief executive appointed as lead ombudsman

DARREN SNYDER  |  TUESDAY, 12 MAY 2015
... agreed to follow when dealing with personal and small business customers. Smith will join FOS's current lead ombudsman John Price (General Insurance) and Philip Field (Banking and Finance).

ASIC bans former Patersons adviser for life

ALEX BURKE  |  FRIDAY, 13 MAR 2015
... operations. "This is an example of ASIC cracking down on inappropriate behaviour by financial advisers," ASIC commissioner John Price said. "ASIC will act to remove those financial advisers from the industry who engage in dishonest conduct." According ...

ASIC stops Bitcoin miner discussing IPO

ALEX BURKE  |  MONDAY, 16 FEB 2015
... who will not have the benefit of all material information that would be included in a prospectus," ASIC commissioner John Price said. "ASIC expects companies to be fully aware of their obligations regarding advertising or publicity that occurs before ...

Adviser jailed for two years over $1.5M fraud

LAURA MILLAN  |  MONDAY, 24 NOV 2014
... Michael King was made eligible for parole, but the Australian Securities and Investments Commission (ASIC) commissioner John Price said that "jail sentence shows that the court views misconduct by financial advisers very seriously." In September 2014 ...

Share trader jailed over $260,000 fraud

LAURA MILLAN  |  MONDAY, 3 NOV 2014
... matter following an investigation by the Australian Securities and Investments Commission (ASIC). ASIC commissioner John Price said: "Jones acted with complete disregard to the law and now must deal with the consequences of his behaviour." "ASIC does ...

ASIC pays commissioners $2.9m in 2014

LAURA MILLAN  |  THURSDAY, 30 OCT 2014
... and the lowest was $491,790. ASIC top officials are chairman Greg Medcraft, deputy chairman Peter Kell, commissioner John Price, commissioner Greg Tanzer and commissioner Cathy Armour. A total of 33 ASIC senior executives received a combined salary of ...

Accountant pays $10,000 fine for $100,000 fraud

LAURA MILLAN  |  FRIDAY, 3 OCT 2014
... Australian Securities and Investments Commissions (ASIC) brought the matter to the Perth District Court and Commissioner John Price said: "ASIC will ensure company directors who act fraudulently and seek to benefit personally are brought to account." ...

Trio-linked fund manager jailed for 25 months

JAMES FERNYHOUGH  |  MONDAY, 30 JUN 2014
... months in jail before being eligible for parole. Australian Securities and Investments Commission (ASIC) Commissioner John Price said, "Mr Maher's conduct fell below an acceptable standard. "Gatekeepers, like directors, company officers, auditors, investment ...

ASIC asks FSI for more flexible toolkit

MARK SMITH  |  WEDNESDAY, 4 JUN 2014
... increase its scope to address market problems. Giving a speech at the Corporate Governance Forum, ASIC commissioner John Price said the financial services landscape had changed significantly since the 1997 Wallis Inquiry. Markets have become more integrated ...