Search Results | Showing 51 - 60 of 92 results for "John Price" |
| | ... fintech innovation while maintaining protections to ensure investor and consumer trust and confidence," ASIC commissioner John Price said. He added: "ASIC anticipates that the proposed regulatory sandbox exemption may bring better financial services ... |
| | | ... potential to offer Australian consumers access to good quality, low-cost, financial advice," said ASIC commissioner John Price. "ASIC is committed to helping industry take advantage of the opportunities offered by robo-advice while ensuring that investor ... |
| | | ... licensees to maintain strict controls and follow proper procedures in their handling of client funds," ASIC commissioner John Price said. "Where that does not occur, ASIC will take action to ensure a licensee's ability to continue operating is contingent ... |
| | | ... June 2013 and 2014 when he was not a registered company auditor under the Corporations Act 2001. ASIC Commissioner John Price said auditors are important gatekeepers who play a crucial role in the SMSF sector. "SMSF auditors must maintain high standards ... |
| | | ... their role adequately and meet professional standards to promote confidence in the SMSF sector," said ASIC commissioner John Price. He added, "Compliance with the independence requirements is fundamental in fostering this confidence. ASIC will continue ... |
| | | ... application with the Administrative Appeals Tribunal for a review of ASIC's disqualification decision. ASIC Commissioner John Price said as the SMSF sector continues to grow in popularity with Australian investors it is critical that approved SMSF auditors ... |
| | | ... a financial adviser engages in dishonest conduct, ASIC will remove them from the industry," said ASIC commissioner John Price. |
| | | ... from the risk of cultivating a poor culture, the Australian Securities and Investments Commission (ASIC) commissioner John Price said. Speaking at the 2015 Customer Owned Banking Convention in Darwin, Price told the audience that "consumer trust and ... |
| | | ... communication styles such as those incorporating interactive multi-media, said ASIC in a statement. ASIC Commissioner John Price said, "This can boost consumer understanding of financial services and products." "The measures announced today respond to ... |
| | | ... Australian investors, it is critical that approved SMSF auditors perform their role adequately," said ASIC commissioner John Price. "ASIC will continue to work with the ATO in acting to identify and remove auditors whose audit quality performance falls ... |
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