Search Results | Showing 21 - 30 of 75 results for "SMSF auditor" |
| | A fourth tax agent has been deregistered for misusing an SMSF Auditor Number (SAN) as the Australian Taxation Office (ATO) continues its crackdown on SAN misuse. Following a referral from the ATO in relation to identified SAN misuse, the Tax Practitioners ... |
| | | ... regulator requires both Krammer and Wong to undertake additional SMSF audit and ethics training, sit and pass the SMSF auditor competency exam and advise their professional bodies of the additional conditions. Krammer will also have to certify his independence ... |
| | | ... reviews as well as educational and exam requirements. This includes a number of audits reviewed by an independent SMSF auditor to ensure compliance with standards, as well as having to complete courses of study in audit and fund compliance under the ... |
| | | ... Practitioners Board has found 74 tax practitioners to be engaging in "concerning behaviour", including using fraudulent SMSF Auditor Numbers (SANs). In 2019, the ATO started a compliance campaign that involved reviewing SMSF annual returns. It found ... |
| | | ... in ethics and audit, review tools and templates to ensure they are up-to-date and complete". He must also pass a SMSF auditor competency exam and is restricted from conducting audits on independence threat situations, regardless of any safeguards. |
| | | ... non-lodgement of tax returns by SMSFs, the top 100 SMSFs and tax planning, the top 100 auditors, high risk auditors and SMSF Auditor Number misuse. Non-lodgement among SMSFs, she explained, was an issue because it is correlated to illegal early release ... |
| | | ... and ATO director Kellie Grant chaired a discussion at the conference. The ATO ramped up its efforts to discourage SMSF Auditor Number (SAN) misuse since 2017, when it started sending each SMSF auditor a list of funds claiming to be audited by their SAN. ... |
| | | ... and otherwise not being a fit and proper person." Philip Shugg from Victoria has been disqualified from being an SMSF auditor for "not being a fit and proper person" noting that he was bankrupt. Greg Marlow from the Northern Territory have been suspended ... |
| | | A Sydney-based financial adviser has been permanently banned for allegedly transferring client SMSF funds to the trust account of a business she controlled. ASIC has permanently banned Sydney adviser Tram Tran, after it found the funds of her clients ... |
| | | ... additional regulatory outcomes; we cancelled 342 AFS licences and suspended 11 AFS licences." ASIC also finalised 92 SMSF auditor applications - of which, 62 were received during the year and 30 were yet to be finalised from last year. About 61 of those ... |
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