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Showing 1 - 10 of 1711 results for "disclosure"

ASIC wins greenwashing case against Vanguard

JAMIE WILLIAMSON  |  THURSDAY, 28 MAR 2024
... about $1 billion in funds under management. The claims were made via a variety of mediums, including in 12 product disclosure statements, a media release about the fund's launch, statements on its website, a Finance News Network interview featuring ...

Tranche one of advice reforms hits parliament

KARREN VERGARA  |  WEDNESDAY, 27 MAR 2024
... reforms will streamline ongoing fee renewal and consent requirements, including removing the requirement to provide a fee disclosure statement. This was under Recommendation 8 from the QAR. Under Recommendation 10, personal advice providers should have ...

ASIC's harsh words to directors: 'It's not meant to be easy'

ELIZA BAVIN  |  FRIDAY, 22 MAR 2024
... Longo admitted there are plenty of new challenges companies are facing - think regulatory settings, mandatory climate disclosure, cybersecurity, and AI - directors who are focused on doing the right thing shouldn't face any issues. "It's not impossible ...

ASIC extends ETF class order

KARREN VERGARA  |  TUESDAY, 19 MAR 2024
... limit redemptions and provide certain information to authorised participants only, and modifications to the ongoing disclosure requirements for responsible entities and corporate directors. It also provides relief for relevant interest provisions for ...

Brighter Super signs David Koch as ambassador

JAMIE WILLIAMSON  |  MONDAY, 18 MAR 2024
... marketing expenditure will be released as part of our disclosures at the Annual Members' Meeting. Except through that disclosure, the contract with David Koch is commercial in confidence." The super fund's last members meeting took place in November ...

Court dismisses ASIC lawsuit against Finder

KARREN VERGARA  |  FRIDAY, 15 MAR 2024
... penalty proceedings against Finder Wallet for allegedly providing unlicensed financial services, breaching product disclosure requirements, and failing to comply with design and distribution obligations (DDO) in relation to Finder Earn. ASIC argued that ...

AFCA secures $40m in refunds

ELIZA BAVIN  |  THURSDAY, 14 MAR 2024
... impacted consumers who did not receive a twice-yearly statement, as per the terms of their policy Provided revised disclosure to consumers about trading limits on their trading accounts, ensuring they are consistent with the operation of the trading ...

Sexism in the City: UK financial sector slammed

JAMIE WILLIAMSON  |  WEDNESDAY, 13 MAR 2024
... with verbal abuse - some 10 percentage points more than other industries, the report said. It said the misuse of non-disclosure agreements (NDAs) to silence victims and push them out of their jobs while perpetrators go unpunished is particularly concerning. ...

ASX settles $1.05m fine for transparency failures

ANDREW MCKEAN  |  THURSDAY, 7 MAR 2024
... to meet pre-trade transparency rules on 8417 occasions from April 2019 to December 2022. The rules mandate that ASX disclosure specific order details on its trading system. However, due to a system misconfiguration, it didn't provide required information ...

Iress share price jumps on takeover rumours

KARREN VERGARA  |  WEDNESDAY, 6 MAR 2024
... potential control transaction for Iress," Iress wrote, adding that is complying with the ASX's Listing Rule 3.1 Continuous disclosure. The ASX-listed firm has been actively offloading business units that are not adding value to its core businesses of ...
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