|Search Results||Showing 1 - 8 of 8 results for "Reference Checking"|
|The chief executive of ANZ Wealth has called on the Association of Financial Advisers to contribute to mandatory reference checking of advisers that frequently change licensee.|
|Any compliance breaches made by NAB Financial Planning around the incorrect witnessing of Beneficiary Nomination forms prior to 31 May 2017 should not be included in the new conduct background check protocol.|
|Following yesterday's news of another former Westpac adviser being banned by ASIC, the bank has announced that anybody applying for a permanent role with the Westpac Group will now be subjected to a background check.|
|ASIC has released a report on how large financial advice firms have addressed serious conduct, compliance and customer remediation issues, revealing serious concerns about how the industry has operated over the past five years.|
|ASIC should take a leaf out of the US' Financial Industry Regulatory Authority's book and introduce more detailed and transparent historical data around the conduct of financial advisers.|
|The corporate regulator has put licensees on notice, saying there is growing concern that "bad apples" in the industry are slipping through the cracks because of poor reference checking when advisers swap between groups.|
|More than 80 per cent of Australian jobseekers, including those in financial services, dismiss social networking as a way to find out about new jobs.|
|The Australian Securities and Investments Commission (ASIC) and Standards Australia have launched a new handbook to give employers a reference-checking framework for financial advisers.|
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At the request of both parties, the Federal Court has referred the proceedings between CBA and AUSTRAC to mediation.
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Australia's largest superannuation fund appointed a $109 billion fund manager to advise on investment opportunities in the European office and retail sectors.
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Despite the market volatility and challenges 2018 has thrown at advisers, this is a good time to cut through the short-term noise and reflect on opportunities that'll pay off in the long run, according leading fund managers.
The performance of Pengana Capital Group, which was created following the Hunter Hall merger last year, drove Washington H. Soul Pattinson's 1H18 portfolio up 43.3%.
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