|Search Results||Showing 1 - 10 of 36 results for "Protocol"|
|Any compliance breaches made by NAB Financial Planning around the incorrect witnessing of Beneficiary Nomination forms prior to 31 May 2017 should not be included in the new conduct background check protocol.|
|An overwhelming majority of respondents to the Financial Standard weekly poll are in support of the banks' crackdown on employee background checks.|
|Sixty per cent of financial advisers are already taking some course of action to address the incoming professional standards legislation in 2019.|
|Following yesterday's news of another former Westpac adviser being banned by ASIC, the bank has announced that anybody applying for a permanent role with the Westpac Group will now be subjected to a background check.|
|ASIC has released a report on how large financial advice firms have addressed serious conduct, compliance and customer remediation issues, revealing serious concerns about how the industry has operated over the past five years.|
|In the hopes of only employing competent and ethical financial advisers, the banking industry has announced a new hiring protocol.|
|Global custodian BNP Paribas Securities Services and direct investment platform SmartAngels have signed a strategic crowdfunding partnership for the use of blockchain.|
|Catholic Super chief executive and Investor Group on Climate Change (IGCC) chair Frank Pegan will commit support from Australian and New Zealand institutional investors for sound climate policies at the United Nations (UN) Climate Change Conference ...|
|Cloud-based SMSF administration software Class Super has launched two new product features.|
|Optimism over reports that Greece and its creditors are close to hammering a deal on 22 June overshadowed renewed tensions between the 'West' and Russia.|
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At the request of both parties, the Federal Court has referred the proceedings between CBA and AUSTRAC to mediation.
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Australia's largest superannuation fund appointed a $109 billion fund manager to advise on investment opportunities in the European office and retail sectors.
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Despite the market volatility and challenges 2018 has thrown at advisers, this is a good time to cut through the short-term noise and reflect on opportunities that'll pay off in the long run, according leading fund managers.
The performance of Pengana Capital Group, which was created following the Hunter Hall merger last year, drove Washington H. Soul Pattinson's 1H18 portfolio up 43.3%.
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