Search ResultsShowing 1 - 10 of 36 results for "Protocol"
FSU calls out NAB for lack of standards
JAMIE WILLIAMSON  |  TUESDAY, 20 JUN 2017
Any compliance breaches made by NAB Financial Planning around the incorrect witnessing of Beneficiary Nomination forms prior to 31 May 2017 should not be included in the new conduct background check protocol.
Currency and managing volatility: New Financial Standard spot poll
DARREN SNYDER  |  MONDAY, 19 JUN 2017
An overwhelming majority of respondents to the Financial Standard weekly poll are in support of the banks' crackdown on employee background checks.
Advisers preparing ahead of professional standards: Spot poll
DARREN SNYDER  |  TUESDAY, 13 JUN 2017
Sixty per cent of financial advisers are already taking some course of action to address the incoming professional standards legislation in 2019.
Westpac to review history of new applicants
JAMIE WILLIAMSON  |  FRIDAY, 9 JUN 2017
Following yesterday's news of another former Westpac adviser being banned by ASIC, the bank has announced that anybody applying for a permanent role with the Westpac Group will now be subjected to a background check.
Major ASIC project finds serious financial advice concerns
ALEX BURKE  |  FRIDAY, 17 MAR 2017
ASIC has released a report on how large financial advice firms have addressed serious conduct, compliance and customer remediation issues, revealing serious concerns about how the industry has operated over the past five years.
Banks commit to new adviser hiring standards
KERRIE SYDEE  |  TUESDAY, 20 SEP 2016
In the hopes of only employing competent and ethical financial advisers, the banking industry has announced a new hiring protocol.
BNP and SmartAngels announce Blockchain partnership
DARREN SNYDER  |  THURSDAY, 7 APR 2016
Global custodian BNP Paribas Securities Services and direct investment platform SmartAngels have signed a strategic crowdfunding partnership for the use of blockchain.
Super fund chief in Paris for climate talks
DARREN SNYDER  |  FRIDAY, 20 NOV 2015
Catholic Super chief executive and Investor Group on Climate Change (IGCC) chair Frank Pegan will commit support from Australian and New Zealand institutional investors for sound climate policies at the United Nations (UN) Climate Change Conference ...
Class expands in the SMSF cloud
DARREN SNYDER  |  WEDNESDAY, 8 JUL 2015
Cloud-based SMSF administration software Class Super has launched two new product features.
Extensions - What the Greeks await and the Russians hate
BENJAMIN ONG  |  THURSDAY, 25 JUN 2015
Optimism over reports that Greece and its creditors are close to hammering a deal on 22 June overshadowed renewed tensions between the 'West' and Russia.
PAGE:
1
2
3
4
PREVIOUS
NEXT
Link to something fGxKWH9m