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Showing 1 - 2 of 2 results for "MDA licences"

Results of ASIC MDA review imminent

ELIZABETH MCARTHUR  |  WEDNESDAY, 25 SEP 2019
... and asks ASIC to consider simplifying documentation requirements. Potter said: "ASIC has issued quite a number of MDA licences in the last couple of years since they released the updated class order in September 2016. In that intervening three years ...

MDAs key to proving value of advice

JAMES FERNYHOUGH  |  FRIDAY, 30 AUG 2013
... Investments Commission (ASIC). Currently, many MDA operators are running them on 'no-action letters' rather than full MDA licences. But ASIC has said it intends to revoke these no-action letters, and bring all MDAs under formal regulation on the Australian ...
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