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Showing 1 - 2 of 2 results for "AFS Capital Securities"

ASIC suspends Melbourne-based AFSL

ELIZA BAVIN  |  WEDNESDAY, 11 DEC 2019
... not meeting its obligations as an AFS licensee. The regulator said Australian Golden Securities, formerly AFS Capital Securities, has failed to lodge it's accounts and audit report as a licensee for the year ending 30 June 2018, lodge reports or compliance ...

ASIC bans company director

JAMIE WILLIAMSON  |  FRIDAY, 21 APR 2017
... investigation found he knowingly engaged in conduct likely to mislead during his time as a director of AFS Capital Securities, which he commenced on 8 April 2010. The investigation focused on Hu's conduct while the firm was lead-managing a listing on ...
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